《1 Engineering research fronts》

1 Engineering research fronts

《1.1 Trends in Top 12 engineering research fronts》

1.1 Trends in Top 12 engineering research fronts

The Top 12 engineering research fronts as assessed by the Field Group of Chemical, Metallurgical, and Materials Engineering are shown in Tables 1.1.1 and 1.1.2. “Precise construction of catalyst surface active sites”, “next-generation high-energy-density battery cathode materials”, “high- efficiency nitrogen fixation driven by green energy in photocatalytic/electrocatalytic process”, and “autonomous inference of chemical industry big data” were chosen based on the core-paper statistics provided by Clarivate together with a panel of experts. The other eight fronts were recommended by the experts directly. Three of fronts provided by Clarivate have more than 150 citations per paper. The annual number of core papers for “precise construction of catalyst surface active sites” and “high- efficiency nitrogen fixation driven by green energy in photocatalytic/electrocatalytic processes” are increasing overall year by year.

(1)  High-performance superconducting materials for energy storage

With the increasing energy demands of modern society and the worsening fossil-fuel crisis, renewable energy has seen rapid development. Specifically, driven by the Chinese government’s “double carbon” goal, the application scale and proportional usage of renewable energy are bound to increase significantly. Currently, renewable energy sources such as wind and solar power cannot generate electricity in a stable manner like traditional fossil-based energy sources. However, superconducting energy-storage technology promises to alleviate the negative impact of this intermittent nature, thereby improving power quality and grid stability to meet the needs of new power-system voltages and frequencies. At present, as the only technology that can store electrical energy directly as current, superconducting magnetic energy storage (SMES) is the major application form of superconducting energy storage. In SMES systems, superconducting coils are combined in series and parallel to form energy storage units. In the developmental stages of this technology, low- temperature superconducting magnets cooled by direct immersion in liquid helium were employed. However, the

《Table 1.1.1》

Table 1.1.1 Top 12 engineering research fronts in chemical, metallurgical, and materials engineering

No. Engineering research front Core papers Citations Citations per paper Mean year
1 High-performance superconducting materials for energy storage 92 5972 64.91 2017.7
2 Green and low-carbon blast-furnace ironmaking technology 31 1416 45.68 2018.4
3 Precise construction of catalyst surface active sites 110 17290 157.18 2018.3
4 High-performance gas-separation membranes for CO2 capture 93 8349 89.77 2017.3
5 Next-generation high-energy-density battery cathode materials 144 23395 162.47 2017.5
6 High-efficiency nitrogen fixation driven by green energy in photocatalytic/electrocatalytic process 111 23781 214.24 2018.6
7 Autonomous inference of chemical industry big data 61 4748 77.84 2018.4
8 Material simulations for complex extreme service conditions 51 2176 42.67 2017.5
9 Construction and application of multi-dimensional gradient metamaterials 81 7997 98.73 2017.5
10 Bioadaptability of new implantable biomaterials for whole life cycles 97 10186 105.01 2017.5
11 New steel materials for offshore engineering in deep-sea environments 25 763 30.52 2017.7
12 Supernormal enrichment and ultrapure preparation of critical metals 94 7831 83.31 2017.7

《Table 1.1.2》

Table 1.1.2 Annual number of core papers published for the Top 12 engineering research fronts in chemical, metallurgical, and materials engineering

No. Engineering research front 2016 2017 2018 2019 2020 2021
1 High-performance superconducting materials for energy storage 17 28 23 16 7 1
2 Green and low-carbon blast-furnace ironmaking technology 5 6 4 8 5 3
3 Precise construction of catalyst surface active sites 14 20 24 29 20 3
4 High-performance gas-separation membranes for CO2 capture 31 24 21 12 5 0
5 Next-generation high-energy-density battery cathode materials 39 40 36 21 6 2
6 High-efficiency nitrogen fixation driven by green energy in photocatalytic/electrocatalytic processes 1 16 29 50 14 1
7 Autonomous inference of chemical industrial big data 6 6 19 17 12 1
8 Material simulations for complex extreme service conditions 14 16 7 8 5 1
9 Construction and application of multi-dimensional gradient metamaterials 22 18 23 13 4 1
10  Bioadaptability of new implantable biomaterials for whole life cycles 27 25 21 16 5 3
11  New steel materials for offshore engineering in deep-sea environments 6 4 9 4 2 0
12 Supernormal enrichment and ultrapure preparation of critical metals 20 28 18 20 6 2

complex and expensive low-temperature refrigeration systems required greatly limit the application scale of SMES devices. SMES based on high-temperature superconductors can be operated above 20 K (−253.15 ̊C), and the operating efficiency and stability of the refrigeration systems can also be greatly improved, allowing SMES research to regain viability. However, the currently poor performance of high-temperature superconducting materials, high preparation costs, and insufficient large-scale producibility have prevented high- temperature SMES from exceeding the practical threshold of 10 MJ, and it has not found large-scale industrial application. To develop high-performance superconducting energy-storage materials, the following problems need to be solved: ① the low current-carrying capacity, poor mechanical properties, and poor electromagnetic properties of superconducting materials under high-field conditions; ② the poor large-scale production ability of high-performance, high-temperature superconducting materials; and ③ sufficient technological development of superconducting cables. The realization of large-scale preparation of high-temperature superconducting cables will provide a material foundation for the large-scale preparation of superconducting energy storage magnets.

(2)    Green and low-carbon blast-furnace ironmaking technology

The blast furnace–basic oxygen furnace (BF-BOF) process has come to dominate modern iron and steel production. However, blast-furnace ironmaking is energy and resource intensive, and its carbon emissions account for ~66% of the total in the steel industry. To achieve global carbon-emission reduction and reach carbon neutrality, developing green and low-carbon blast- furnace ironmaking technology, such as Japan’s COURSE50, Germany’s ThyssenKrupp hydrogen injection, and Baowu’s hydrogen-enriched carbon recycling, has become an important research direction. Currently, the main areas of focus for research in this field include: ① improvement of key common technologies such as low-carbon briquetting process, high blast temperatures, oxygen-enriched coal injection, top gas recycling/injection, oxygen-enriched air smelting, and prolonged blast-furnace service life to further reduce the carbon fuel consumption and pollutant emission; ② the study of frontier technologies such as hydrogen metallurgy for blast furnaces and carbon capture utilization and storage (CCUS) for the waste gas from blast furnaces to move towards near-zero carbon emission.

(3)  Precise construction of catalyst surface active sites

Driven by the energy issues and the demands of social development, science and technology are moving towards precision. The essence of precision is selectivity. In the field of catalysis, the precise and atom-economical synthesis of target products is demanded. Although using catalysts can effectively reduce the energy consumption of chemical syntheses, the development of catalysts currently entails a certain degree of trial and error and serendipity. The precise control of catalytic reaction activity will only be realized by the construction of tailored catalyst surface active sites. Current research on the precise construction of catalyst surface active sites mainly focuses on the following aspects: ① precise control of the catalyst-preparation conditions to correctly evolve the desired catalyst surface structure; ② exploiting the actions of reactants, intermediates, and by-products to induce reconstruction of the catalyst; and ③ in situ construction of catalyst surface active sites using self-assembly and other methods. For future advances, it will be necessary to first precisely observe and identify catalyst structure, necessitating concerted multidisciplinary effort to develop in situ characterization techniques. Deepening understanding the catalyst structure–activity relationships and improving the reaction efficiency by precisely construction of catalyst surface active sites. In addition, intelligent and precise construction will be needed. Here, machine learning may facilitate precise, efficient construction and aid the rational design of high-performance catalysts. Furthermore, methods for in situ construction of catalyst surface active sites need to be developed, and these will require precise catalyst synthesis processes.

(4)   High-performance gas-separation membranes for CO2 capture

High-efficiency CO2 separation technology is key for carbon capture and energy-industry gas purification, so it will make significant contributions to realizing carbon neutrality. Compared with traditional absorption methods for CO2 separation, membrane technology is energy economical, no solvent evaporation is needed, it has a small footprint, and it is applicable for various processing capacities, so it has broad application prospects. At present, there are still many basic scientific problems in each stage of the technology chain that need to be further studied, mainly focusing on the following areas. ① Development of high-performance membrane materials and separation membranes. Informed by in-depth study on the structure–activity relationship between materials and separation performance, membrane materials must be designed at the molecular level, exploiting the synergy of multifunctional groups and multiple perm-selectivity mechanisms. Then, CO2 membranes with high permeabilities and separation factors may be prepared by comprehensively adjusting their multi-layer membrane structures. ② Large- scale preparation of defect-free membranes. The industrial manufacture of high-performance and defect-free CO2 separation membranes will require optimization of membrane production processes and improvement of the accuracy of the production equipment used. ③ Design of high-performance membrane modules. Knowledge of the fluid mechanics and mass transfer behavior within the complex flow channels of modules will contribute to the development of high- performance membrane modules with low concentration polarization, low pressure drop, and high packing density. ④ Large-scale applicability to different scenarios. The different gas-source characteristics and capture requirements of different fields will necessitate novel integrated processes and complete construction of application-specific large-scale membrane separation systems that are highly efficient and energy saving.

(5)   Next-generation high-energy-density battery cathode materials

With the rapid expansion of the electric/hybrid vehicle industry, developing batteries with high energy density, high power, long life, and low cost has become paramount. In terms of cathode materials for lithium batteries, currently used oxide cathode materials are limited by their low theoretical capacity and they cannot meet the performance requirements of next-generation batteries. In this context, to achieve higher energy density, it is necessary to develop new cathode materials with higher capacity. At present, research into cathodes for next-generation batteries is mainly focused on high-capacity materials such as high-voltage lithium cobaltate, high-nickel ternary compounds (including lithium nickel cobalt manganate and lithium nickel cobalt aluminate) and lithium-rich manganese. For improved discharge capacity and cycle stability of the batteries using high-voltage lithium cobaltate materials, it is necessary to use multi-element doping technology to break the upper voltage limit of lithium intercalation in lithium cobaltate. For high-nickel ternary materials with nickel contents equal to or greater than 80%, the specific capacity and cycle stability should be improved through synergistic means, such as element doping, surface coating, and crystal plane optimization or the use of single crystals. To ensure high specific capacity and long life for batteries built using lithium-rich manganese-based materials, it will be necessary to explore the mechanisms of charge and discharge processes, reduce the release of oxygen, and inhibit the migration of transition metal sites during charging, which may be achieved by combining element doping, crystal form optimization (O2 or O3), surface coating, and concentration gradient design. In addition to the above problems, it is vital to address the poor stability at the interface between the cathode materials and electrolytes. Moreover, because the charging cut-off voltage of new cathode materials has exceeded the upper limit of the traditional liquid electrolyte voltage window, it is urgent to modify commonly used electrolytes or explore the use of solid-state electrolytes.

(6)  High-efficiency nitrogen fixation driven by green energy in photocatalytic/electrocatalytic processes

Photocatalytic and electrocatalytic N2 fixation technologies, with N2 and H2O as raw materials and renewable energy as the driving force, are environmentally friendly and economically optimal, and they must realize distributed NH3 production at room temperature and pressure. Owing to its compressibility, high energy density, and zero carbon emission, ammonia plays an important role in modern agriculture, and thus it has the potential to become a central molecule in the future energy landscape. Photocatalysis and electrocatalysis generate high-energy electrons, which can pre-activate N2 and greatly reduce the activation energy of its fixation processes. Chemical adsorption of N2 on the surface of catalysts is difficult because N2 molecules have high bond energy and weak catalyst-coordination ability, dramatically limiting the efficiency of N2 fixation. Recent studies have mainly focused on improving the intrinsic activity of catalysts, promoting N2 adsorption on the surface of catalysts to break the symmetry of electron distribution, weakening the N≡N bond, and enhancing proton affinity. Various strategies for engineering such catalysts have been attempted, where interface control, surface engineering, and chemical modification have been used to optimize the intrinsic reaction activity of photocatalysts as well as for designing electrocatalysts. Despite the remarkable progress and achievements in this field, however, low catalytic efficiency and poor mechanistic knowledge remain major hurdles for the development of photochemical and electrochemical N2 fixation. To accelerate development in this field, more research in the following areas is needed to broaden the application of photocatalytic and electrocatalytic N2 fixation. ① Rational design and controllable synthesis of more efficient, cost-effective, environmentally friendly, and robust catalytic materials for reaction systems that achieve excellent catalytic performance. ② The development of in situ characterization techniques for photocatalytic and electrocatalytic N2 fixation to probe reaction intermediate states and enable the identification of true active sites. This will facilitate the effective combination of theoretical analysis and experimental study, which is required to reveal the relevant reaction mechanisms. ③ Rational design and structural optimization of reactors for different reaction systems to enhance their reaction efficiency and NH3 accumulation. Despite being a great challenge, the heterogeneous catalytic synthesis of ammonia under mild conditions shows great promise as a means to reduce our reliance on fossil fuels and mitigate the impact of climate change.

(7)  Autonomous inference of chemical industry big data

To meet the requirements of “carbon peak and carbon neutrality”, a move towards green and low-carbon practices in the chemical industry is imperative. Intelligent digital development may provide a means for the chemical industry to quickly achieve carbon emission reduction and improve process economics, and the core of this concept is the mining of big data generated by industrial production processes. At present, Europe, the USA, and China all have corresponding development strategies. In 2015’s Made in China 2025 initiative, the deep integration of informatization and industry was taken as a focus, and the strategic importance of industrial data was acknowledged. However, how we might mine effective information from the high-dimensional and high-noise big data generated by the chemical industry; that is, to autonomously infer the implicit dynamic mechanisms that determine the behavior of complex industrial systems, is a crucial problem that needs to be solved. Here, it is necessary to develop a new data-driven algorithm to model the spatio- temporal dynamic characteristics of different process variables, understand the causal inference between them, determine the information transmission mechanisms, and build a hidden reaction network. Furthermore, we must then integrate such mechanistic knowledge and expert experience into a data- driven model to develop an interpretable and robust system to finally realize the autonomous inference of industrial big data and lay a foundation for the autonomous optimization and decision-making of industrial systems.

(8)    Material simulations for complex extreme service conditions

Researching the behavior and properties of materials under complex extreme service conditions, such as those in nuclear reactors and aeronautical engines, weapons, and equipment, is a great challenge, mainly because it is difficult to accurately observe and test the evolution of material structure and physical properties in a considerable number of extreme environments. First, it is difficult to implement real-time and in situ observation in extreme environments. Second, it is impossible to recreate those extreme environments in the laboratory. This makes it very difficult to develop materials for complex extreme service conditions by experimental research methods alone. Material simulations is an effective method to solve this problem. Accordingly, investigating the evolution of material microstructure and physical properties under complex extreme service conditions by these means has attracted a lot of attention. Studies in this area mainly focus on the following aspects. ① Neutron irradiation and hydrogen/helium damage of materials. In terms of fission reactors, research mainly focuses on the evolution of and damage to material structure caused by neutron irradiation in the process of core structure, nuclear fuel, and nuclear waste disposal. In a fusion reactor, the material structure evolution and damage to the first wall and divertor caused by neutron irradiation and the hydrogen/helium effect are mainly studied. Such research typically involves high-throughput cross-scale calculation of material structure evolution and damage, data collection, and database establishment. ② Effects of high strain rate on materials under impact load. This mainly involves high-throughput cross-scale calculation of constitutive relationships, strong plasticity, fracture failure, and coupling relationships with microstructure evolution and material phase transformation of various materials used in weapons equipment under dynamic load and high strain rate, collection of relevant data, and establishment of databases. ③ Effects of high temperature and high gravity on materials, which are mainly evaluated by high-throughput cross-scale calculation simulation (for example, the fatigue and creep characteristics of materials in aeronautical engines under the combined effects of high temperature and high gravity during high- speed turns), collection of relevant data, and establishment of databases. ④ The physical laws of condensed materials under extremely low temperature, strong magnetic fields, and ultra-high pressure. Through high-throughput cross-scale calculation and analysis, studying the key scientific problems and phenomena that occur in materials under those different extreme conditions, the new physical laws displayed by materials under these conditions will be revealed, providing a foundation for research and the development of relevant new materials.

(9)   Construction and application of multi-dimensional gradient metamaterials

Gradient metamaterials are a new type of artificial composite or material composed of a space gradient arrangement of basic units with unique geometry. They exhibit extraordinary physical properties that natural materials do not have, which is related not only to the intrinsic properties of the constituent materials, but also to the spatial arrangement and combination of the structural units. These novel artificially structured composite materials enable flexible regulation of light, sound, electromagnetism, and heat. The combination of multi-dimensional gradients and the construction of related metamaterials can allow more complex functions. For example, introducing a frequency gradient based on the above spatial gradient metamaterials can lead to new degrees of freedom that realize a more powerful and flexible manipulation of the electromagnetic beam, which can be used in smart skins, radar antennas, and electronic countermeasure fields. At present, research of multi-dimensional gradient metamaterials focuses on the coupling effect of gradient structure and performance in medium metamaterials, high- order optical nonlinear theory, and ultra-wideband perfect wave-absorbing materials (such as electromagnetic black holes). In the future, such research will seek to realize full-band and multi-dimensional control, improve theoretical model construction, and allow structural design and performance optimization strategies, ultimately providing large-scale and high-precision metamaterial manufacturing technology and thus the widespread application and industrialization of multi-dimensional gradient metamaterials.

(10)   Bioadaptability of new implantable biomaterials for whole life cycles

Bioadaptability is a more comprehensive theoretical parameter of biomaterials based on the present concepts of biological safety and biocompatibility, and it represents a further level of requirement. The intrinsic meaning of bioadaptability can be expressed as follows: on the basis of fulfilling the general requirements of biological safety and biocompatibility, new biomaterials should actively adapt to and have an impact on various tissues, organs, and the physiological environment (histological, mechanical, chemical, and other related factors), to promote the effective repair or healing of diseased tissues and organs, and to restore normal physiological functions. Bioadaptability mainly includes, but is not limited to, three important aspects: the adaptability of the microenvironment created in situ by the biomaterial; the adaptability of the mechanical properties of the biomaterial to the native tissues; and the adaptability of the degradation behavior of the biomaterial to the formation of new tissues. The future development trend for this field is precise bioadaptability, which requires that precisely adaptable biomaterials aimed at precision medicine should have spatiotemporally tailorable characteristics considering the mechanical and degradation behaviors, so as to precisely match the physiological process of tissue repair. In addition, it requires whole-life-cycle bioadaptability for implant materials. Under the guidance of the innovative concept of bioadaptability, the main characteristics of future biomaterials should contain the features of intelligence, accuracy, vitality, and versatility.

(11)  New steel materials for offshore engineering in deep-sea environments

In the process of ocean development from offshore to open sea, from shallow to deep water, and from ocean to pole, it is very important to study the performance of ocean engineering materials. As the key structural material of ocean engineering equipment, steel is widely used in marine platforms, marine energy equipment, and submarine pipelines. The main types of steel are as follows: steel for marine oil and gas development equipment, steel for ships, steel for bridges and infrastructure, and steel for special marine equipment (including deep submersibles, seawater desalination, and deep-sea resource exploration). Owing to the complexity and particularity of the marine environment, there are generally strict requirements for ocean engineering steel, such as high thickness, high strength, high toughness, high service safety, and easy processing and welding performance. In addition, with the rapid development of deep-sea scientific research and polar sea and space exploration, study of the key technologies in terms of stable performance, specificity of shape and size, and adaption to extreme service conditions is crucial. Accordingly, ocean platform steel with ultra-high strength (above 690 MPa) and low-temperature toughness (−60 ̊C and below) will become an important research focus.

Thus, future research directions include: ① ocean platform steel with high strength and high toughness to meet the requirements of low-temperature environments with reduced construction and installation costs; ② low-cost and high-value-added products to reduce the need for the addition of Ni, Mo, and other precious alloy elements, while still meeting the safety performance requirements of deep- and polar-sea application; ③ ocean platform steel with low yield strength ratios that ensures sufficient ductility before plastic failure and prevents catastrophic brittle fracture; ④ improved crack-arrest properties to prevent the occurrence of fracture accidents.

(12)   Supernormal enrichment and ultrapure preparation of critical metals

The concept of a “critical metal” was recently developed from international politics and national strategy, and it refers to the rare and precious metals that are basic raw materials applied in high-tech industries such as new energy and electronics. The national security risks associated with critical metals are prominent, and special measures should be taken to secure an adequate supply. Most critical metals are rare and scattered elements and occur as concomitants or isomorphs, so their metallurgical extraction necessitates “supernormal enrichment”. Furthermore, the application of critical metals is specific to high purity metals or compounds with ppm impurities, making “ultra-pure preparation” a new feature of metallurgy. Unlike the traditional bulk-metal metallurgy with three high and one intense (high temperature, high pressure, high concentration, intense agitation) processes, the metallurgy of critical metals also involves “strong selectivity”, which describes the process of converting raw materials with ppm-level dispersed elements into metallurgical products with ppm-level impurity contents. According to the “reaction- selectivity principle” of chemical processes, highly selective enrichment and separation of critical metals can be achieved only in a weak-reactivity metallurgical system. The core scientific problem facing critical metal metallurgy mainly include: the occurrence of rare and rare scattered elements and supernormal enrichment mechanisms, the selective- separation dynamics of similar elements, impurity migration behavior, and process-control in the purification of critical metals.

《1.2 Interpretations for three key engineering research fronts》

1.2 Interpretations for three key engineering research fronts

1.2.1 High-performance superconducting materials for energy storage

SMES is the only technology that can store electrical energy as current directly, thus realizing almost zero current loss. Theoretically, SMES provides high power density in the range 500–2 000 W/kg, typical rated power of 1–10 MW, energy storage efficiency of more than 97%, and microsecond-level response. However, the development of energy storage technology is relatively slow, which can mainly be attributed to the high-cost of superconducting materials as well as the poor availability of low-temperature high-magnetic- field systems. At present, promising high-temperature superconductor candidates for SMES include MgB2, Bi-based materials (Bi-2223 and Bi-2212), and YBCO. After nearly 40 years’ development, high-temperature superconductors, represented by typical practical superconducting materials, such as Bi-based tapes and YBCO-coated conductors, have begun to enter the industrialization stage. Related practical applications such as in power systems, transportation, and large scientific devices have promoted these materials into the limelight of new materials research. Large-scale research and application demonstrations have been successfully carried out in the USA, the European Union, and Japan, involving a large amount of manpower and material resources, and have achieved great results. In the future, to meet the material requirements of SMES applications, it is crucial to perform the corresponding research and development for high- temperature superconducting materials and cables, and the key technologies for large-scale production have to be focused upon.

The main output countries and institutes of core papers in recent years on “high-performance superconducting materials for energy storage” are listed in Tables 1.2.1 and 1.2.2, respectively. Among the major countries, China ranks first, with 41 core papers, accounting for 44.57% of the total, which is far more than that of the USA, the UK, Japan, and other countries. Among the main institutes, Chinese

《Table 1.2.1》

Table 1.2.1 Countries with the greatest output of core papers on “high-performance superconducting materials for energy storage”

No. Country Core papers Percentage of core papers/% Citations Percentage of citations Mean year
1 China 41 44.57 2 828 68.98 2017.7
2 USA 18 19.57 1 848 102.67 2017.8
3 India 13 14.13 539 41.46 2017.8
4 UK 10 10.87 647 64.7 2017.3
5 Japan 8 8.7 617 77.12 2017.2
6 Australia 6 6.52 430 71.67 2018.7
7 Germany 4 4.35 201 50.25 2018.8
8 Egypt 4 4.35 156 39 2017.8
9 France 4 4.35 151 37.75 2018.2
10 Singapore 3 3.26 180 60 2018.3

《Table 1.2.2》

Table 1.2.2 Institutions with the greatest output of core papers on “high-performance superconducting materials for energy storage”

No. Institution Core papers Percentage of core papers/% Citations Percentage of citations Mean year
1 Chinese Academy of Sciences 9 9.78 549 61 2017.4
2 University of Bath 8 8.7 449 56.12 2017.1
3 Huazhong University of Science and Technology 7 7.61 350 50 2018.3
4 Peking University 6 6.52 390 65 2017.3
5 Sichuan University 6 6.52 170 28.33 2018
6  Wuhan University 5 5.43 474 94.8 2017.6
7 University of Maryland 4 4.35 432 108 2018.5
8 Beijing Institute of Technology 4 4.35 275 68.75 2019
9  Tsinghua University 4 4.35 231 57.75 2019
10  National Institute of Technology 4 4.35 192 48 2017.8

Academy of Sciences ranks first, followed by University of Bath and Huazhong University of Science and Technology. The major collaborations between countries and institutes are plotted in Figures 1.2.1 and 1.2.2, respectively. Among the relevant research countries, China and the USA have more collaboration, with China and the UK, and the USA and Japan also collaborating closely. Closer cooperation is observed between domestic institutes, such as between Chinese Academy of Sciences and Peking University, and between Huazhong University of Science and Technology and Wuhan University. According to Table 1.2.3, the top three countries with the most core-paper citations are China, the USA, and India, where the proportion for China is 44.21%, indicating that Chinese scholars pay close attention to the research trends of this frontier. The main institutes citing core papers are Chinese, including Chinese Academy of Sciences, Jilin University, and Tsinghua University (Table 1.2.4).

SMES systems use superconducting coils to store electro- magnetic energy, and they have the advantages of fast response speed as well as flexible and adjustable active and reactive power. However, to date, high-temperature superconducting SMES has not yet exceeded the practical threshold of 10 MJ due to the low performance of high- temperature superconducting materials and their high production costs. The main problems include: ① the application of high-temperature superconducting materials requires lower AC loss and better thermodynamic and magnetic stability; ② the superconducting performance level and batch stability of mass-produced high-temperature superconducting materials still require improvement for practical application; ③ length and production scale of high- temperature superconducting wires are relatively small and cannot yet meet the requirements of customers, affecting the application development of superconducting materials; and

《Figure 1.2.1》

Figure 1.2.1 Collaboration network among major countries in the engineering research front of “high-performance superconducting materials for energy storage”

《Figure 1.2.2》

Figure 1.2.2 Collaboration network among major institutions in the engineering research front of “high-performance superconducting materials for energy storage”

《Table 1.2.3》

Table 1.2.3 Countries with the greatest output of citing papers on “high-performance superconducting materials for energy storage”

No. Country Citing papers Percentage of citing papers/% Mean year
1 China 2 453 44.21 2019.9
2 USA 873 15.73 2019.6
3 India 515 9.28 2020
4 UK 298 5.37 2019.7
5 Germany 267 4.81 2019.9
6 Australia 251 4.52 2020
7 Japan 220 3.96 2019.7
8 South Korea 206 3.71 2020
9 Iran 166 2.99 2020.1
10 Canada 152 2.74 2019.8

《Table 1.2.4》

Table 1.2.4 Institutions with the greatest output of citing papers on “high-performance superconducting materials for energy storage”

No. Institution Citing papers Percentage of citing papers/% Mean year
1 Chinese Academy of Sciences 318 27.94 2019.6
2 Jilin University 116 10.19 2019.8
3 Tsinghua University 112 9.84 2019.7
4 Peking University 100 8.79 2019.4
5 Tianjin University 90 7.91 2020.2
6 Huazhong University of Science and Technology 89 7.82 2019.7
7 Nanyang Technological University 64 5.62 2019.5
8 Lawrence Berkeley National Laboratory 63 5.54 2019
9 Hunan University 63 5.54 2020.1
10 University of Science and Technology of China 62 5.45 2019.6

④ at present, the price of high-temperature superconducting materials is relatively high, resulting in relatively narrow fields of applications, and no large-scale applications have yet been demonstrated. Therefore, in the future, it is necessary to overcome the technical difficulties associated with batch preparation of high-performance MgB2, Bi-based, and YBCO materials, which will not only greatly promote the development of SMES technology, but also provide reliable materials for high- field MRI, nuclear magnetic resonance, magnetic confinement nuclear fusion, particle accelerators, and other important devices. Accordingly, future research must provide: ① a means to control the plastic deformation of MgB2 and Bi-based ceramic powder/metal multi-core composites, and a breakthrough in terms of the high-pressure heat treatment of superconducting wire; ② the optimization of coating structures for YBCO long tapes to improve its performance under high magnetic field; and ③ high-temperature superconducting cable fabrication technology suitable for batch production. For details, see the roadmap shown in Figure 1.2.3.

1.2.2 Green and low-carbon blast-furnace ironmaking technology

The essence of blast-furnace ironmaking technology is the reduction process. Here, coal is used as fuel and a reductant to obtain iron ore or iron-containing raw materials from oxides or minerals, providing liquid pig iron at high temperature. After nearly 200 years of development, modern blast furnace ironmaking technology is relatively mature and has a low production cost, and its output accounts for over 91% of the world’s total pig iron. As the largest steel producer and consumer in the world, China’s BF-BOF process

《Figure 1.2.3》

Figure 1.2.3 Roadmap of the engineering research front of “high-performance superconducting materials for energy storage”

plays a dominant role in the steel manufacturing process, and the output of blast furnace pig iron was 869 million tons in 2021, of which electric-furnace crude steel accounted for only ~10%.

The blast furnace ironmaking process is a major consumer of resources and energy in the steel manufacturing process. At present, CO2 emissions from the steel industry account for ~7% of global emissions, and ~66% of the carbon emissions in the steel process come from the blast furnace ironmaking. Thus, in terms of global carbon emission reduction and carbon neutrality, blast furnace ironmaking is a major problem. Accordingly, the main iron and steel companies in the world have put forward strategic objectives and technical routes, with green and low-carbon blast furnace ironmaking technologies being central to such strategies. The COURSE50 project, which is being explored by Japanese iron and steel companies to reduce CO2 emissions, is scheduled to realize the practical application of the first next-generation blast furnace in 2030, with widespread application scheduled for 2050. Germany’s ThyssenKrupp tested injecting hydrogen into blast furnaces in 2019, realizing the replacement of coal with hydrogen to reduce CO2 emissions. In 2020, China Baowu launched a new low-carbon metallurgical process at Xinjiang Bayi Iron & Steel Co., Ltd., carried out research on hydrogen- enriched carbon recycling blast furnace technology, and conducted industrial production tests of ultra-high oxygen- rich and even pure oxygen blast furnaces.

The main countries and institutions with the greatest output of core papers on “green and low-carbon blast-furnace ironmaking technology” since 2016 are listed in Tables 1.2.5 and 1.2.6, respectively, and the collaborations between major countries and institutions are outlined in Figures 1.2.4 and 1.2.5, respectively; the main countries and institutions with the greatest output of citing papers on this front are shown in Tables 1.2.7 and 1.2.8, respectively. China, Malaysia, Britain, and France are the top four countries in this field, with China accounting for 41.94% of core papers, far ahead of other countries. Malaysia and Bangladesh boast the greatest level of cooperation, and collaboration networks between other countries are also well developed. The most cited core papers are by researchers from China, reaching 44.66%; the UK ranked second with 8.45% of core papers cited, with Germany, the USA, and Australia accounting for 6.49%, 6.49%, and 6.40%, respectively. Thus, China ranks No.1 in terms of both cited papers and citing core papers, which indicates that Chinese scholars lead this research and pay close attention to this frontier. Among the domestic institutions with the greatest output of cited papers, University of Science and Technology Beijing is ranked No.1, with the output reaching 21.14%, followed by Northeast University and Chongqing University, with outputs exceeding 10%.

《Table 1.2.5》

Table 1.2.5 Countries with the greatest output of core papers on “green and low-carbon blast-furnace ironmaking technology”

No. Country Core papers Percentage of core papers/% Citations Percentage of citations Mean year
1 China 13 41.94 483 37.15 2019
2 Malaysia 5 16.13 230 46 2017.8
3 UK 4 12.9 186 46.5 2018.8
4 France 3 9.68 118 39.33 2017.3
5 Sweden 2 6.45 203 101.5 2017.5
6 Bangladesh 2 6.45 124 62 2016
7 Saudi Arabia 2 6.45 81 40.5 2021
8 USA 2 6.45 78 39 2020.5
9 Finland 2 6.45 73 36.5 2019.5
10 Australia 2 6.45 65 32.5 2019

《Table 1.2.6》

Table 1.2.6 Institutions with the greatest output of core papers on “green and low-carbon blast-furnace ironmaking technology”

No. Institution Core papers Percentage of core papers/% Citations Percentage of citations Mean year
1 University of Malaya 3 9.68 156 52 2016.3
2  University of Lorraine 3 9.68 118 39.33 2017.3
3  Universiti Teknologi Petronas 2 6.45 77 38.5 2019
4  University of Science and Technology Beijing 2 6.45 77 38.5 2018.5
5  Tsinghua University 2 6.45 69 34.5 2019.5
6 Macquarie University 2 6.45 65 32.5 2019
7  Sichuan University 2 6.45 64 32 2019.5
8  Central Metallurgical Research & Development Institute 1 3.23 158 158 2016
9 Swerea MEFOS 1 3.23 158 158 2016
10 Islamic University of Technology 1 3.23 95 95 2016

《Figure 1.2.4》

Figure 1.2.4 Collaboration network among major countries in the engineering research front of “green and low-carbon blast-furnace ironmaking technology”

《Figure 1.2.5》

Figure 1.2.5 Collaboration network among major institutions in the engineering research front of “green and low-carbon blast-furnace ironmaking technology”

《Table 1.2.7》

Table 1.2.7 Countries with the greatest output of citing papers on “green and low-carbon blast-furnace ironmaking technology”

No. Country Citing papers Percentage of citing papers/% Mean year
1 China 523 44.66 2020.2
2 UK 99 8.45 2020.1
3 Germany 76 6.49 2019.9
4 USA 76 6.49 2020.4
5 Australia 75 6.4 2020.2
6 Sweden 58 4.95 2019.9
7 South Korea 56 4.78 2020
8 Canada 55 4.7 2020.5
9 India 55 4.7 2020.6
10 Malaysia 50 4.27 2020.4

《Table 1.2.8》

Table 1.2.8 Institutions with the greatest output of citing papers on “green and low-carbon blast-furnace ironmaking technology”

No. Institution Citing papers Percentage of citing papers/% Mean year
1 University of Science and Technology Beijing 74 21.14 2020.3
2 Northeastern University 56 16 2020.2
3 Chongqing University 37 10.57 2020.8
4 Chinese Academy of Sciences 34 9.71 2019.8
5 Sichuan University 24 6.86 2020
6 Shandong University 24 6.86 2020.2
7 Prince Sattam bin Abdulaziz University 22 6.29 2021
8 Rheinisch-Westfälische Technische Hochschule Aachen 20 5.71 2019.8
9 Tsinghua University 20 5.71 2020.2
10 Far Eastern Federal University 20 5.71 2021

In the future, blast furnace ironmaking will begin to be replaced by non-blast furnace ironmaking technologies such as direct reduction and smelting reduction, and it will also have to face the gradual reduction of steel demand, the increase of EAF steel-making, and the need for carbon peaking and neutrality. However, considering iron ore, scrap steel, and other resources in the world, blast furnace ironmaking technology will still be the most dominant practice for the foreseeable future. Therefore, its survival and development depend on green and low-carbon ironmaking technology and reduction in its use and scale. The current and future directions of green and low-carbon blast-furnace ironmaking technology mainly include carbon resource optimization, energy efficiency improvement, and frontier technology research. This includes: ① the study of high-efficiency and low-carbon briquetting processes to optimize furnace burden structure and reduce the carbon consumption and pollutant emission of iron making;  ② research on key common technologies such as high blast temperature, oxygen- enriched coal injection, top gas recycling/injection, and oxygen-enriched gas smelting to further reduce the carbon fuel consumption of blast furnaces; ③ the study of biochar/ pulverized coal mixed injection and the use of hydrogen-rich or pure-hydrogen gas to realize the replacement of carbon with hydrogen; ④ research on blast furnace long campaign technology to further extend the service life of blast furnaces; ⑤ rational study of the blast furnace ironmaking process to achieve long-term stable production practices; and ⑥ research on CCUS for the waste gas from blast furnaces. The roadmap of the engineering research front of“green and low-carbon blast-furnace ironmaking technology” is shown in Figure 1.2.6.

1.2.3 Precise construction of catalyst surface active sites

Catalysts improve reaction efficiency by reducing its activa- tion energy, thereby reducing the input energy required to generate the target product. Clearly, this concept is of enormous importance to the current increasingly serious energy crisis. However, the design and development of catalysts have occurred mainly through serendipity or trial- and-error, which requires manpower, materials, and money.

《Figure 1.2.6》

Figure 1.2.6 Roadmap of the engineering research front of “green and low-carbon blast-furnace ironmaking technology”

With deepening understanding of chemical synthesis, the rational design of efficient catalysts through precise construction of their surface-active sites is of increasing importance. The understanding of catalytically active sites has developed from being first in terms of matter, then molecules, then atoms, and finally to electrons, and it is mainly focused on the static structure of the active site. However, under real reaction conditions, the surface-active sites of a catalyst undergo dramatic and dynamic changes along with the surrounding reaction environment. Therefore, key to the precise construction of catalyst surface active sites is the combination of experimental and simulation methods to precisely identify, measure, and control the catalyst surface active sites under real reaction conditions. In view of the fact that the active sites on the catalyst surface are closely related to the surrounding reaction environment, the most direct method for constructing active sites is to control the reaction conditions (such as temperature and pressure) and use the interactions of various substances involved in the reaction process (such as reactants, activating atmosphere, intermediates, and products) with the catalyst. In addition, the in situ precise construction of active sites on a catalyst surface can also be achieved by strategies such as self-assembly.

In recent years, the main producing countries and institutions of the core papers on “precise construction of catalyst surface active sites” are shown in Tables 1.2.9 and 1.2.10, respectively. China is foremost among the major producers of core papers, with a ratio of 86.36%, which is much higher than those of the USA and Australia. The Chinese Academy of Sciences ranks first among the main producers, with 22 core papers. The cooperation between major countries and institutions is shown in Figures 1.2.7 and 1.2.8, respectively. Among the relevant research countries, China has the most

《Table 1.2.9》

Table 1.2.9 Countries with the greatest output of core papers on “precise construction of catalyst surface active sites”

No. Country Core papers Percentage of core papers/% Citations Percentage of citations Mean year
1 China 95 86.36 15 316 161.22 2018.3
2 USA 20 18.18 3 818 190.9 2017.8
3 Australia 12 10.91 1 815 151.25 2018.2
4 Japan 7 6.36 1 924 274.86 2018
5 Germany 4 3.64 504 126 2017.5
6 Singapore 3 2.73 562 187.33 2018.7
7 Canada 2 1.82 833 416.5 2018
8 Saudi Arabia 2 1.82 215 107.5 2019.5
9 Poland 2 1.82 136 68 2016.5
10 Sweden 2 1.82 133 66.5 2017.5

《Table 1.2.10》

Table 1.2.10 Institutions with the greatest output of core papers on “precise construction of catalyst surface active sites”

No. Institution Core papers Percentage of core papers/% Citations Percentage of citations Mean year
1 Chinese Academy of Sciences 22 20 4064 184.73 2017.9
2 University of Science and Technology of China 6 5.45 2076 346 2017.7
3 Tianjin University 6 5.45 1592 265.33 2018.3
4 Soochow University 6 5.45 618 103 2018.8
5 Tsinghua University 5 4.55 1777 355.4 2018
6 Wuhan University of Technology 5 4.55 1293 258.6 2018.6
7 Beijing University of Chemical Technology 5 4.55 632 126.4 2019.2
8 Argonne National Laboratory 5 4.55 570 114 2017.6
9 Fudan University 5 4.55 545 109 2019.2
10 Xi’an Jiaotong University 4 3.64 1117 279.25 2018

cooperative relationship with the USA, followed by Australia. For cooperation between institutions, that between Chinese Academy of Sciences and University of Science and Technology of China is relatively close. According to the citation situation of papers, the number of citing core papers from China ranks first (Table 1.2.11), accounting for 67.12%, indicating that Chinese scholars pay close attention to this field. Among Chinese institutions, Chinese Academy of Sciences has the most citing core papers, accounting for 34.32%, followed by University of Science and Technology of

《Figure 1.2.7》

Figure 1.2.7 Collaboration network among major countries in the engineering research front of “precise construction of catalyst surface active sites”

《Figure 1.2.8》

Figure 1.2.8 Collaboration network among major institutions in the engineering research front of “precise construction of catalyst surface active sites”

《Table 1.2.11》

Table 1.2.11 Countries with the greatest output of citing papers on “precise construction of catalyst surface active sites”

No. Country Citing papers Percentage of citing papers/% Mean year
1 China 11 566 67.12 2020
2 USA 1 495 8.68 2019.7
3 Australia 736 4.27 2020
4 South Korea 704 4.09 2020
5 India 626 3.63 2020.1
6 Japan 414 2.4 2019.9
7 Germany 383 2.22 2020.1
8 Singapore 376 2.18 2019.8
9 UK 335 1.94 2020.1
10 Canada 305 1.77 2020.1

China and Tianjin University (Table 1.2.12).

Research on the precise construction of catalyst surface active sites remains limited. This is largely because it is limited by the slow development of in situ characterization techniques and multi-scale simulation methods. Furthermore, such research involves multiple disciplines, such as catalysis, materials, and physics. The barriers between different disciplines also need to be broken down to promote their integration. Future research needs to focus on catalysts in model reaction systems to clearly identify the surface-active sites of catalysts under real reaction conditions, and then focus on realistic complex reaction systems to achieve controllable and precise synthesis of catalysts. Ultimately, the catalytic efficiency of the entire reaction system can be improved. In terms of technology, the first step is to accurately quantify and identify the active sites on the catalyst surface as well as their structure–activity relationships to achieve precise regulation of catalytic reactions. During this research process, we must make full use of in situ characterization techniques as well as multi-scale simulation methods to fundamentally reveal the structure and evolution mechanism of catalyst surface active sites, and methods such as machine learning can provide intelligent support. Finally, the precise construction of catalyst surface active sites requires attention to in situ synthesis methods during the reaction process, which can highly improve the degree and efficiency of precise construction. The roadmap of the engineering research front of “precise construction of catalyst surface active sites” is shown in Figure 1.2.9.

《Table 1.2.12》

Table 1.2.12 Institutions with the greatest output of citing papers on “precise construction of catalyst surface active sites”

No. Institution Citing papers Percentage of citing papers/% Mean year
1 Chinese Academy of Sciences 1 710 34.32 2020
2 University of Science and Technology of China 473 9.49 2019.9
3 Tianjin University 403 8.09 2020
4 Zhengzhou University 383 7.69 2020.2
5 Tsinghua University 375 7.53 2019.9
6 Beijing University of Chemical Technology 317 6.36 2019.9
7 Jilin University 284 5.7 2020
8 Zhejiang University 281 5.64 2019.8
9 Qingdao University of Science and Technology 261 5.24 2020
10 South China University of Technology 248 4.98 2019.7

《Figure 1.2.9》

Figure 1.2.9 Roadmap of the engineering research front of “precise construction of catalyst surface active sites”

《2 Engineering development fronts》

2 Engineering development fronts

《2.1 Trends in Top 10 engineering development fronts》

2.1 Trends in Top 10 engineering development fronts

The Top 10 engineering development fronts as assessed by the Field Group of Chemical, Metallurgical, and Materials Engineering are shown in Table 2.1.1. The fronts related to energy and the environment are significant here. Works on flexible materials or devices are also prominent, for example “next-generation flexible display glass materials and technology development” and “key fabrication technologies for flexible display devices and their applications”. The annual numbers of core patents for all fronts show an overall growth trend, especially for “grid-scale molten salt energy storage technology” and “new generation of flexible display glass materials and technology development” are in faster growing (Table 2.1.2).

(1)  Development and application of ultra-high temperature ceramics for extreme environments

Ultra-high temperature ceramic matrix composites (UHTCMCs) are multi-component structures composed of fibers, interfaces, and ultra-high temperature ceramic matrices. They exhibit the excellent properties of high temperature resistance, oxidation resistance, ablation resistance, and high strength. Furthermore, they are endowed with non-brittle fracture characteristics similar to those of metals and high application reliability. They are internationally recognized as a new generation of lightweight structural materials suitable for extreme high temperature and mechanical-thermal coupling service environments. Research on UHTCMCs began in the 21st century. Over 20 years of development, great progress has been made in material fabrication and densification behavior, performance evaluation, oxidation and ablation mechanisms, and application technology development. As thermal structure/ thermal protection materials, they have gradually entered the engineering application stage. The increasing application requirements and increasingly harsh service environments present new requirements for UHTCMCs technology. On the basis of further clarifying the service behavior of materials, it is vital that we design and develop new technologies for the fabrication of low-cost, short-cycle, and large- scale UHTCMCs; develop UHTCMCs with extremely high temperature resistance (>2 500 ̊C), near-zero ablation, and long-term reusability; develop ultra-high temperature ceramic fibers with ultra-high melting points (and their corresponding composites), and realize large-scale engineering application technology for UHTCMCs. With the development and advancement of new high-speed vehicle technologies, high- performance UHTCMCs and their components will be in mass demand in the coming years.

《Table 2.1.1》

Table 2.1.1 Top 10 engineering development fronts in chemical, metallurgical, and materials engineering

No. Engineering research front Core papers Citations Citations per paper Mean year
1 Development and application of ultra-high temperature ceramics for extreme environments 308 631 2.05 2019.4
2 Smart manufacturing technologies for large complex refineries 553 939 1.7 2019
3 Selective and short-range recycling of spent power lithium-ion batteries 942 2188 2.32 2019.4
4 Green recycling and upcycling of waste plastics 888 930 1.05 2019
5 Grid-scale molten salt energy storage technology 428 534 1.25 2019.1
6 Continuous manufacturing process for fine chemicals and APIs 905 574 0.63 2019.4
7 CO2 recovery and recycling technology in iron and steel processing 388 486 1.25 2018.8
8 Development and application of steel for key nuclear island equipment 138 289 2.09 2018.8
9 Next-generation flexible display glass materials and technology development 613 882 1.44 2019.5
10 Key fabrication technologies for flexible display devices and their applications 1015 5234 5.16 2018.7

《Table 2.1.2》

Table 2.1.2 Annual numbers of core patents published for the Top 10 engineering development fronts in chemical, metallurgical, and materials engineering

No. Engineering research front 2016 2017 2018 2019 2020 2021
1 Development and application of ultra-high temperature ceramics for extreme environments 15 25 50 58 67 93
2 Smart manufacturing technologies for large complex refineries 59 78 80 88 105 143
3 Selective and short-range recycling of spent power lithium-ion batteries 50 69 136 184 243 260
4 Green recycling and upcycling of waste plastics 72 111 176 168 150 211
5 Grid-scale molten salt energy storage technology 44 63 54 54 86 127
6 Continuous manufacturing process for fine chemicals and APIs 50 80 146 112 208 309
7 CO2 recovery and recycling technology in iron and steel processing 47 60 73 45 60 103
8 Development and application of steel for key nuclear island equipment 13 24 20 29 20 32
9 Next-generation flexible display glass materials and technology development 43 61 58 90 126 235
10 Key fabrication technologies for flexible display devices and their applications 135 157 161 188 180 194

(2)   Smart manufacturing technologies for large complex refineries

Smart manufacturing technologies in refining plants mainly rely on automation technology, communication technology, artificial intelligence technology, and modern management science to improve product quality, production efficiency, and business economic and social benefits from multiple perspectives, including bottom-level perception, whole- process optimization and control, and top-level intelligent decision-making. In recent years, with the development of next-generation information technologies, such as big data, artificial intelligence, and 5G communication, all of which is of significant benefit to the refinery industry. Accordingly, there is active interest in the refinery field surrounding the application of smart manufacturing technologies to solve long-standing problems, such as high energy consumption, high carbon emission, and high pollution, as well as to improve operation and maintenance capacity and promote the green and sustainable development of refinery businesses. At present, the frontier directions for smart manufacturing technology in refineries include: ① real-time identification and perception of complex material properties; ② structure–activity analysis and the simulation of reaction processes with multiple fields and phases; ③ whole process collaborative optimization in uncertain environments; ④ risk-control technology; ⑤ carbon footprint traceability, monitoring, and collaborative carbon reduction technologies.

(3)  Selective and short-range recycling of spent power lithium- ion batteries

With the rapid development of the new energy industry, the resource and environmental issues caused by spent power lithium-ion batteries have attracted widespread attention. Spent batteries have complex structures and componence, but they contain a variety of critical metals. Traditional hydrometallurgical processes are subject to long process flow, high energy consumption, heavy pollution, and low metal-extraction rates. Thus, they are not suitable for new battery waste. In view of the diversification and complexity of spent batteries, developing a revolutionary new technology for the recycling of spent batteries with “short- range”, “high efficiency” and “cleanness” characteristics is of vital significance. This would also provide reference for the recycling of more complex and diverse new energy batteries in the future. The recycling of spent batteries in China was established a long time ago, and it developed rapidly in basic research and industrial applications. Accordingly, China is a world leader in large-scale industrial battery recycling. In the future, research into the short-process recycling of spent batteries should focus on three aspects: basic theoretical innovation, technological research breakthroughs, and data platform construction. Specifically, building a theoretical system for the low-carbon, green, and efficient recycling of spent batteries throughout the entire industrial chain; developing critical technologies for short-range, safe, and low-carbon recycling of spent batteries to realize the short- range regeneration of positive and negative materials; and developing carbon-footprint analysis techniques for the whole industry and a data platform for the whole-process substance metabolism.

(4) Green recycling and upcycling of waste plastics

In recent years, along with rapid development of the world economy, global plastic production has risen exponentially, now amounting to some 400 million tons per year. Owing to the inherent difficulty of degradation or non-degradability, the vast majority of commodity plastics accumulates in the environment and will pollute it permanently. Therefore, the effective disposal of waste plastics is of great importance. At present, the main disposal methods for waste plastics globally are incineration, landfilling, and recycling. Incineration and landfilling quickly dispose of most plastic waste, but usually cause secondary pollution. Recycling not only does not cause secondary pollution it also realizes resource reuse of waste plastics, which has attracted much attention. However, traditional plastic recycling technology often suffers from high implementation temperature, low selectivity, and product performance degradation, so its industrial application is limited. In the future, the development of waste plastic recycling technology should mainly focus on implementing the following changes: ① from mechanical recycling with harsh raw material requirements to chemical recycling with wide adaptability of raw materials; ② from high-temperature thermochemical recycling to low-temperature catalytic recycling with high selectivity; ③ from down-recycling to grade preservation or even upcycling; ④ from intermittent small-scale recycling to continuous large-scale recycling.

(5) Grid-scale molten salt energy storage technology

With ongoing energy transformation, the proportion of renewable energy such as solar and wind power in energy supplies continues to increase. In some countries, the proportion of renewable electricity in the grid is close to or more than 50%. The large-scale access of fluctuating and intermittent renewable electricity to grids needs the support of grid-scale (GW·h level) energy storage technologies to reduce the risk of wind and light abandonment and grid failure, thus improving the economy and security of new energy systems. Molten salt energy storage is a reliable heat storage technology that uses the temperature difference of inorganic salt materials during heating or cooling in the molten state to realize thermal energy storage (TES). As the second most used energy storage technology after hydro- pumped storage in terms of total global capacity, molten salt energy storage has the advantages of no geographical restrictions, low energy storage cost, and high operation safety and reliability. It has achieved a global capacity of more than 50 GW·h in concentrated solar power (CSP) plants. However, due to high-temperature thermal decomposition, the maximum operating temperature of commercial molten nitrate TES technology (such as commercial Solar Salt, a NaNO3-KNO3 salt mixture) is limited to ~565 ̊C. Furthermore, the price of nitrate materials is unstable due to the influence of the fertilizer market. Thus, the future development of molten salt energy storage technology should mainly address the following aspects. ① Next-generation molten chloride energy storage technology. Compared with the current commercial nitrate technology, chlorides have lower material cost and are more abundant. They also have a higher operating temperature (up to 800 ̊C). Combined with advanced power cycle systems such as those based on supercritical CO2, its thermoelectric conversion efficiency could be increased to above 55%, thus greatly reducing the power generation cost of power stations such as the CSP. ② Grid-scale electricity storage systems (i.e., Carnot batteries) based on molten salt technology. Here, molten salt heat storage technology as the core technology is combined with molten salt electric heating technology (or high-temperature heat pump technology) and advanced power cycle systems to develop grid-scale Carnot batteries with high electricity storage efficiency (more than 70%), low electricity storage cost (equivalent to hydro- pumped storage), and no geographical restrictions.

(6)  Continuous manufacturing processes for fine chemicals and APIs

With ongoing improvement of quality of life, the demand for fine chemicals and active pharmaceutical ingredients (APIs) has increased significantly, along with higher requirements in terms of product quality. Continuous manufacturing based on coupled design of multi-unit operations is a feasible way to achieve high-efficiency and high-quality production. At present, the USA, the UK, and Europe have all proposed their own developmental routes for continuous manufacturing, developing novel comprehensive strategies for the continuous manufacturing of fine chemicals and APIs and moves towards miniaturization, integration, and intellectualization. In recent years, China has also promoted the industrial transformation of continuous manufacturing processes, focusing on developing integrated process technologies for fine chemicals and APIs. Some progress has been made in developing key technologies for continuous manufacturing, such as ppm-level purification of electronic-grade chemicals, continuous crystallization of small-molecule APIs, and intelligent design of integrated processes. However, there are still challenges to be overcome, such as poor manufacturing process stability and low modeling accuracy. In the future, the development and application of continuous manufacturing of fine chemicals and APIs will focus on process control, aiming to use integrated optimization control to optimize processes and product quality of the entire process and life cycle. However, it will be necessary to exploit advanced artificial intelligence methods to achieve the systematic, continuous, and integrated manufacturing of highly specific fine chemicals and APIs from raw materials.

(7)  CO2 recovery and recycling in iron and steel metallurgical processes

As a major energy consumer, the iron and steel industry generate a huge amount of CO2, which can only be discharged into the atmosphere due to the lack of effective CO2-utilization methods. In 2021, nearly 1.8 billion tons of CO2 were emitted by the iron and steel industry in China, accounting for ~16% of the country’s total emissions. At present, countries around the world are actively promoting the development of cutting- edge technologies for CO2 recycling in the iron and steel industry, involving steel-chemical co-production and other strategies. In recent years, China has also vigorously promoted the development of CO2 resource utilization technology in iron and steel processes. As a result China has made important progress in the development of key process technologies such as CO2 resource utilization in converter steelmaking and electric arc furnace steelmaking, and built a demonstration production line validating the ‘industrial tail gas→CO2 recovery→steelmaking conversion→CO utilization’ paradigm. However, there are still certain technical bottlenecks to be overcome. The future development of CO2 recovery and recycling technology in steel processing will mainly focus on the following three aspects. ① The development of low-cost and high-efficiency CO2 recovery technology. Specifically, it is to develop adsorbent compatible with the flue gas characteristics typical of the steel industry. This will further reduce the energy consumption and cost of CO2 recovery and improve CO2 recovery efficiency.  ② Advancing CO2 resource utilization technology in the iron and steel industry, allowing the reclaimed CO2 to be a functional resource for iron and steel metallurgy, perhaps to replace (or be used in conjunction with) gases used in steel-production processes like stainless steel smelting, vacuum refining, and blast furnace ironmaking. ③ The development of cross-field collaborative CO2-utilization strategies, where the recovered CO2 could be used by other industries, realizing steel–chemical co-production, agricultural carbon sinks, and other carbon-reduction strategies.

(8)  Development and application of steel for key nuclear island equipment

Nuclear island steel is a key structural constituent of nuclear power plants, and thus it must meet the highest technical standards. Carbon steel, low-alloy steel, stainless steel, special steel, certain nickel-based alloys, titanium alloys, and zirconium alloys, among others, may be defined as nuclear island steels. It is used in plates, tubes, wires, rods, belts, and castings. The main equipment on a nuclear island, such as reactor pressure vessels and steam generators, must withstand high temperatures, high pressures, and/or irradiation for extended service lifetimes. Therefore, their shell materials must exhibit good fatigue resistance and toughness matching as well as sufficient resistance to neutron irradiation embrittlement to ensure long-term safe and reliable operation. However, the rapid development of fourth- generation nuclear energy technology has led to increased quality requirements for nuclear steel, especially for nuclear island steel. Accordingly, the main technical directions for the development and application of nuclear island steels are as follows: ① the development of structural materials for nuclear islands, including research on special alloys, preparation methodology, and nuclear-material technology; ② research on the mechanisms by which nuclear island steel is damaged, including stress corrosion, corrosion fatigue, flow accelerated corrosion, and interaction between radiation damage and corrosion; ③ research on the safety performance of nuclear steel components, including safety evaluation, life prediction, and life-extension methods.

(9)   Next-generation flexible display glass materials and technology development

In recent years, flexible display technology has emerged as a highly active and exciting area of research and development. However, the production of key component materials such as flexible glass has become a bottleneck for the development of the industry. Flexible display materials are next-generation, flexible/foldable glasses less than 100 μm in thickness. Their excellent hardness, temperature resistance, and chemical stability have led to them being broadly used in smartphones, in-vehicle networks, wearable devices, and VR displays, among others. Accordingly, these represent the focus of technological competition in the display field. At present, flexible display glass is manufactured by a two-step process. First, 100–200 μm raw glass sheets are prepared by the float and down-draw method, and then they are slimmed to below 70 μm for use in end products. In the future, the technological development of flexible display glass materials will address the following four aspects. ① Slimming, namely developing a method for mass producing 30–70 μm flexible glass through a one-step process while providing a quality that satisfies HD display demands. ② Reinforcing, namely applying new techniques such as glass ontological structure regulation and surface composite reinforcement to provide a glass strength that meets the demands of complex and sometimes harsh operating conditions. ③ Increasing size in order to meet the production demands of large end products like flexible laptops, rollable TVs, and 3D commercial displays. ④ Improving precision by applying developing technologies such as femtosecond laser cutting and roll-to-roll processing revolutionizing the glass manufacturing process.

(10)  Key fabrication technologies for flexible display devices and their applications

A flexible display device is commonly composed of a soft substrate, a layer of display medium, and a protecting layer that effectively maintains the display functionality of the display medium upon bending, twisting, stretching, and winding. This makes it extraordinarily important for future display technologies. At present, a variety of technologies in the display industry are developing rapidly, such as liquid crystal displays (LCDs), organic light-emitting diode (OLED) displays, quantum dot (QD) displays, light-emitting diode (LED) displays, electronic paper (E-paper) displays, 3D displays, and laser display. With the demand of flexibility for the presentation of Internet-of-everything information, printing displays, micro-LED displays, and light field displays have become representative of next-generation display technologies. For commercialization and large- scale application, flexible display devices must be ultra- low energy consumers, ultra-thin, and multi-dimensionally deformable. Furthermore, their development will also require good knowledge of advances in key materials and device integration technology as well as breakthroughs in equipment and manufacturing technology. With the rapid development of flexible display technology and the continuous exploration of human–computer interactions, flexible display devices will become integral to multi-functional simultaneous display, communication, and interaction. In combination with flexible sensors and flexible circuits, they will provide a means for the construction of new frameworks of flexible intelligent display modules.

《2.2 Interpretations for three key engineering development fronts》

2.2 Interpretations for three key engineering development fronts

2.2.1 Development and application of ultra-high temperature ceramics for extreme environments

The concept of designing and manufacturing UHTCMCs by combining ultra-high temperature ceramics (UHTCs) with fibers was first reported internationally at the beginning of the 21st century. Subsequently, this rese arch direction has become a research hotspot in the field of high temperature structural materials. Researchers in numerous countries have carried out extensive research on UHTCMCs. Research on UHTCMCs in China dates back to 2007–2008, making China one of the first countries in the world to carry out research on such materials. UHTCMCs exhibit the same excellent properties of UHTCs, such as high temperature resistance, high strength, oxidation resistance, and ablation resistance. However, they are also endowed with non-brittle fracture characteristics, making them less susceptible to catastrophic damage. Accordingly, they are regarded as ideal materials for combined extreme temperature and mechanical stress conditions. Furthermore, they show application potential as structure and thermal protection materials for solid rockets and new high-speed vehicles, making them cutting-edge materials with huge and strategic engineering application value.

Early research on UHTCMCs mainly focused on the fabrication process, component design and optimization, and anti- oxidation ablation mechanisms. The reactive melt infiltration (RMI) method of fabricating UHTCMCs developed by the American Ultramet Company is the current industry leader. High performance Cf/Zr(Hf)C, Cf/Zr(Hf)-SiC, and other UHTCMCs and components have been successfully prepared by the RMI method. The UHTCMC combustion chamber fabricated by Ultramet has been subjected to heat testing up to ~2 399 ̊C with no observable damage to its inner wall. Aiming at the problems of fiber/interface damage and large- scale metal residues in UHTCMCs fabricated by conventional RMI method, researchers from the Shanghai Institute of Ceramics, Chinese Academy of Sciences, have developed a new route of RMI for UHTCMCs based on sol-gel structure regulation. Through the regulation of interface structure, high- performance and low-cost UHTCMCs technology has been developed.

Very few reports on the engineering application of UHTCMCs are available because they are mainly applied for the thermal/ structural protection new high-speed vehicles, which is a highly competitive and thus secretive field. The Italian Aerospace Research Center first reported the wind tunnel testing of continuous fiber reinforced UHTCMCs in 2011 and the flight testing of UHTCMCs in 2013, but there were no follow-up reports. In China, research on UHTCMCs started earlier. As a result of effective material design in the early stage and exploring the key mechanisms of high-temperature oxidation and ablation failure of materials, the UHTCMCs and related components have been verified by multiple environmental simulation assessments in recent years, and the flight test was successful. The successful application of various components in China shows that UHTCMCs and their related fabrication technologies can meet the needs of different extreme environments, and this also marks a major breakthrough in the field of ultra-high temperature thermal protection in China. Overall, China has developed its own characteristics in terms of manufacturing technology and environmental simulation technology with UHTCMCs/ components, and it is ranked among the top countries for overall technology of continuous fiber reinforced ceramic matrix composites. Furthermore, some key projects have been applied.

Table 2.2.1 shows the countries with the greatest output of core patents on “development and application of ultra- high temperature ceramic in extreme environment”. China’s patent disclosure and percentage of citations are much higher than those of the other countries and regions. There is no cooperation among main countries. Table 2.2.2 shows that the aerospace research institutions in China attach great importance to the research and development of UHTCMCs for extreme service environments. Represented by the Aerospace Research Institute of Special Materials and Processing Technology, a large number of patents have been disclosed. Figures 2.2.1 shows that there is little cooperation among domestic universities/research institutes in the study of UHTCMCs for extreme service environments, further indicating the important strategic position of UHTCMCs.

UHTCMCs have shown good application prospects in solid rocket motors and new high-speed vehicle thermal protection structures due to their excellent ultra-high temperature performance. UHTCMCs and thermal structural components developed by combining various processes can meet the operation requirements of existing high-speed vehicles. However, for large-scale engineering applications, there are still some key issues to address. ① The long fabrication cycle of UHTCMCs and high cost. ② UHTCMCs do not meet the

《Table 2.2.1》

Table 2.2.1 Countries with the greatest output of core patents on “development and application of ultra-high temperature ceramic in extreme environment”

No. Country Published patents Percentage of published patents/% Citations Percentage of citations/% Citations
per patent
1 China 271 87.99 586 92.87 2.16
2 USA 16 5.19 26 4.12 1.62
3 South Korea 7 2.27 1 0.16 0.14
4 Russia 3 0.97 2 0.32 0.67
5 India 3 0.97 0 0 0
6 France 1 0.32 6 0.95 6
7 Germany 1 0.32 5 0.79 5
8 UK 1 0.32 2 0.32 2
9 Poland 1 0.32 2 0.32 2
10 Japan 1 0.32 1 0.16 1

application requirements of higher temperatures because their temperature limit is generally ~2 200–2 500 ̊C. ③ Batch manufacturing is not yet possible. All these factors restrict the development and application of UHTCMCs. Therefore, new low-cost, short-period, large-scale preparative technologies for UHTCMCs with high temperature (>2 500 ̊C) resistance, near-zero ablation, long-term reusability, ceramic fibers with ultra-high melting point and their corresponding composites, and large-scale engineering application technology for UHTCMCs are the most important development directions for the future. Figure 2.2.2 shows the development roadmap of the engineering front of “development and application of ultra-high temperature ceramics for extreme environments”.

2.2.2 Smart manufacturing technologies for large complex refineries

The refinery industry is dominated by fossil energy, with a

《Table 2.2.2》

Table 2.2.2 Institutions with the greatest output of core patents on “development and application of ultra-high temperature ceramics for extreme environments”

No. Institution Published patents Percentage of published patents/% Citations Percentage of citations/% Citations
per patent
1 Aerospace Research Institute of Special Materials and Processing Technology 33 10.71 84 13.31 2.55
2 Northwestern Polytechnical University 19 6.17 19 3.01 1
3 Institute of Metal Research, Chinese Academy of Sciences 15 4.87 53 8.4 3.53
4 Central South University 13 4.22 75 11.89 5.77
5 Harbin Institute of Technology 9 2.92 26 4.12 2.89
6 Guangdong University of Technology 8 2.6 60 9.51 7.5
7 Shanghai Institute of Ceramics, Chinese Academy of Sciences 8 2.6 27 4.28 3.38
8 National University of Defense Technology 8 2.6 12 1.9 1.5
9 China Building Materials Academy 6 1.95 9 1.43 1.5
10 Suzhou Tunable New Materials Technology Company Limited 4 1.3 17 2.69 4.25

《Figure 2.2.1》

Figure 2.2.1 Collaboration network among major institutions in the engineering front of “development and application of ultra- high temperature ceramics for extreme environments”

《Figure 2.2.2》

Figure 2.2.2 Roadmap of the engineering development front of “development and application of ultra-high temperature ceramics for extreme environments”

heavy industrial structure. Problems such as large production scale, long reaction chains, large spatial and temporal spans, many production elements, high energy consumption, and large carbon emissions are commonly seen. There is an urgent need to solve the problem of information silos through smart manufacturing technology, establish effective collaborations from a multi-level and whole-process perspective, improve operation and maintenance capabilities, and promote green and sustainable development. In recent years, with the development of next-generation information technologies such as big data, artificial intelligence, and 5G communication, developed countries, including Germany, the USA, and Japan, have developed “Industry 4.0”, the “advanced manufacturing national strategic plan,” and other smart manufacturing development strategies. China is now at a critical point in the digital transformation of its manufacturing industry. With the support of major national strategies such as “manufacturing power” and “new generation of artificial intelligence develop- ment plan”, China’s refinery industry is moving away from localized and rough production modes to whole-process and refined production modes by taking quality improvement, energy saving, and environmental protection as guiding principles.

Frontiers that need to be urgently developed in the area of smart manufacturing for the refinery industry are as follows. ① Real-time identification and analysis technologies for complex material properties. In the refinery industry, raw material components are complex. Many properties are to be measured. To solve these problems, it is necessary to develop molecular structure identification techniques based on multi- phase single-molecule properties, combined with classical physicochemical principles such as group contribution, maximum entropy, and large-scale multi-objective intelligent optimization. This will involve the study of real-time analysis methods for material molecular structure and composition; exploring online detection methods and technologies for determining raw material composition and product quality, providing technical support for process modeling, online optimization control, and scheduling. ② Multi-phase reaction process, constitutive cognition, and simulation technology. By establishing molecular reaction networks and kinetic equations, such developments would aid the study of multiple raw material components and complex reaction process mechanisms in the refinery process at the molecular level based on machine learning technology and first principles for typical reactions such as catalysis, reforming, and hydrocracking. On the basis of this, multi- scale dynamic simulation techniques for devices, reactors, and reaction processes that couple reaction, flow, and energy transfer will be possible. ③ Co-optimization technology for the whole process in open environments. In view of the strong uncertainty in terms of market demand, raw material price, and quality in the refinery industry, as well as the strong coupling of multiple units, it is necessary to study collaborative optimization methods for the whole process in an open environment to achieve optimal allocation of resources/energy. This would be based on robust optimization and adaptive optimization strategies and suitable indicators of unit operation efficiency, energy consumption, safety, and environmental protection. ④ Safety risk control technology. Given that refinery processes involve a variety of flammable and explosive high-risk reactants, high environmental safety risks and difficulties, it is necessary to carry out dynamic scenario-based risk assessment technology. Furthermore, we must establish the fusion method and system framework of multi-source heterogeneous process data and abnormal working conditions disposal operation knowledge; develop big data-driven equipment and instrument reliability analysis methods; develop knowledge graph-driven abnormal condition causality analysis, deep learning, and operational risk analysis, to improve the analysis and risk management capability of on-site operational abnormalities and avoid serious accidents. ⑤ Carbon footprint traceability, monitoring, and collaborative carbon reduction technology must be developed. To solve the problems of high energy consumption and large carbon emission in the refining and chemical industry, it is necessary to conduct research on production energy consumption and carbon-emission-sensing technology for high-energy-consuming equipment; establish an smart prediction method of process energy consumption and carbon emission in an open environment; carry out research on carbon footprint traceability and monitoring of the whole industrial chain driven by big data; develop collaborative carbon reduction techniques for the whole production process that can synthesize multiple indexes including efficiency, quality, and carbon emission. Thus, a theoretical and technological foundation has been laid for the realization of smart low-carbon and efficient operation of production processes.

In the field of smart manufacturing in refining plants, the number of published patents in China is now the highest in the world, and most of the patents come from large state- owned enterprises such as China Petroleum & Chemical Corporation and Petro China Company Limited, as well as universities and research institutes such as China University of Petroleum (Tables 2.2.3 and 2.2.4). At present, the international cooperation in this field by China still needs to be strengthened. Internationally, there are closer exchanges and cooperation between the USA, Germany, the UK, and Saudi Arabia. In China, the cooperation between China University of Petroleum, Beijing and China Petroleum & Chemical Corporation is close, while other university–

《Table 2.2.3》

Table 2.2.3 Countries with the greatest output of core patents on “smart manufacturing technologies for large complex refineries”

No. Country Published patents Percentage of published patents/% Citations Percentage of citations/% Citations
per patent
1 China 367 66.37 473 50.37 1.29
2 USA 78 14.1 184 19.6 2.36
3 Saudi Arabia 34 6.15 215 22.9 6.32
4 South Korea 20 3.62 3 0.32 0.15
5 Canada 9 1.63 11 1.17 1.22
6 Germany 8 1.45 26 2.77 3.25
7 India 8 1.45 2 0.21 0.25
8 Japan 6 1.08 4 0.43 0.67
9 UK 4 0.72 7 0.75 1.75
10 France 3 0.54 13 1.38 4.33

《Table 2.2.4》

Table 2.2.4 Institutions with the greatest output of core patents on “smart manufacturing technologies for large complex refineries”

No. Institution Published patents Percentage of published patents/% Citations Percentage of citations/% Citations
per patent
1 China Petroleum & Chemical Corporation 46 8.32 61 6.5 1.33
2 PetroChina Company Limited 42 7.59 25 2.66 0.6
3 Saudi Arabian Oil Company 34 6.15 215 22.9 6.32
4  China University of Petroleum, Beijing 23 4.16 50 5.32 2.17
5 Southwest Petroleum University 18 3.25 41 4.37 2.28
6  Nanjing Richisland Information Technology 18 3.25 17 1.81 0.94
7 China National Offshore Oil Corporation 13 2.35 8 0.85 0.62
8 Phillips 66 Company 9 1.63 8 0.85 0.89
9  Xi’an Shiyou University 8 1.45 35 3.73 4.38
10 East China University of Science and Technology 6 1.08 19 2.02 3.17

enterprise cooperations need to be strengthened (Figures 2.2.3 and 2.2.4).

As shown in Figure 2.2.5, in the next five years, smart manufa- cturing in refinery plants will mainly evolve from intelligence at the device level to collaborative manufacturing of the whole process, including identification of raw material attributes, online measurements, dynamic simulation of whole processes, and multi-objective collaborative optimization. In the next 10 years, smart manufacturing technology is expected to be oriented towards safety and environmental protection indicators and applied to plant-level risk control and carbon traceability, monitoring, and collaborative carbon reduction, providing a technical basis for the green and sustainable development of refining enterprises.

2.2.3 Selective and short-range recycling of spent power lithium-ion batteries

Power lithium-ion batteries are one of the main power sources for electric vehicles. The average life of these batteries is 8–10 years. Spent power batteries are important secondary resources for critical metals such as nickel, cobalt, manganese, and lithium. Spent batteries have complex structures and compositions. In addition to valuable metals, they contain toxic substances such as electrolytes and associated low- value elements. The current recycling process has a long route, high complexity, and obvious interdisciplinary characteristics. Among them, the recycling of spent lithium battery cathodes has received the most extensive research and attention. The three main types of recycling technologies

《Figure 2.2.3》

Figure 2.2.3 Collaboration network among major countries in the engineering development front of “smart manufacturing technologies for large complex refineries”

《Figure 2.2.4》

Figure 2.2.4 Collaboration network among major institutions in the engineering development front of “smart manufacturing technologies

《Figure 2.2.5》

Figure 2.2.5 Roadmap of the engineering development front of “smart manufacturing technologies for large complex refineries”

are hydrometallurgy, pyrometallurgy, and direct regeneration. Umicore in Belgium uses pyrometallurgical technology to recycle metals without pretreatment, but it has high energy consumption and can release toxic and harmful gases, which poses great environmental risks. The hydrometallurgical process is relatively mature and has the advantages of low energy consumption and high recovery rate. It has a high application rate in the Chinese market. The recovery rate of metals such as nickel and cobalt can be more than 98%, while the recovery of lithium remains subject to low rates and high cost.

In recent years, attention on power lithium-ion battery recycling has continuously increased. The relevant institutions and enterprises have made many technological advances. From the perspective of resource extraction, research is mainly divided into two stages: total leaching of metal elements in early research and step extraction of metals with priority extraction of lithium in recent research. The Institute of Process Engineering, Chinese Academy of Sciences, and other institutions have done a lot of promotion work in this regard, developing a selective lithium extraction technology route for different wastes, such as LiCoO2, LiNixCoyMnzO2, LiFePO4, and LiMn2O4. This constitutes a foundation-technology-equipment systematic research chain. By prioritizing lithium extraction, the lithium recovery process can be significantly shortened. The entire lithium battery recovery process can be further shortened, which is of great significance for the reduction of process pollution and carbon emission. For higher recycling efficiency, improving the effectiveness of pretreatment methods and achieving the fine disassemble are important directions. The recently proposed technology pyrolysis- fine-sorting avoids the volatilization of toxic solvents in the pretreatment process, improves the dissociation efficiency of black mass and reduces the content of impurity elements. It can also achieve efficient sorting of positive and negative powders.

Discharge-free crushing has also received attention from the current industry, but it has mainly been used to handle LiFePO4. More research is needed in terms of safety, material adaptability, and economy. From the perspective of pollution reduction and carbon reduction, it is important to improve the efficiency of medium circulation and promote the treatment and utilization of ammonia nitrogen as well as high salt and high COD wastewater. It is also imperative to strengthen the utilization of waste salt, waste residue containing heavy metals, and waste graphite, among others. It is necessary to consider the carbon footprint of the obtained products and the carbon emissions of the whole process to further improve the technical level of the industry.

Table 2.2.5 lists the countries with the greatest output of core patents on “selective and short-range recycling of spent power lithium-ion batteries” in recent years. Among them, China and Japan have the largest patent outputs, with the number of patents for China being much higher than those of the other countries. Among the relevant countries, the research cooperation is relatively weak, and only China and Canada have cooperation (Figure 2.2.6). Table 2.2.6 lists

《Table 2.2.5》

Table 2.2.5 Countries with the greatest output of core patents on “selective and short-range recycling of spent power lithium-ion batteries”

No. Country Published patents Percentage of published patents/% Citations Percentage of citations/% Citations
per patent
1 China 822 87.26 2 028 92.69 2.47
2 Japan 64 6.79 84 3.84 1.31
3 South Korea 20 2.12 13 0.59 0.65
4 Germany 9 0.96 9 0.41 1
5 USA 8 0.85 7 0.32 0.88
6 India 5 0.53 29 1.33 5.8
7 Canada 4 0.42 16 0.73 4
8 Israel 3 0.32 1 0.05 0.33
9 Belgium 2 0.21 1 0.05 0.5
10 Poland 2 0.21 0 0 0

《Figure 2.2.6》

Figure 2.2.6 Collaboration network among major countries in the engineering development front of “selective and short-range recycling of spent power lithium-ion batteries”

《Table 2.2.6》

Table 2.2.6 Institutions with the greatest output of core patents on “selective and short-range recycling of spent power lithium-ion batteries”

No. Institution Published patents Percentage of published patents/% Citations Percentage of citations/% Citations
per patent
1 Central South University 55 5.84 184 8.41 3.35
2  Sumitomo Metal Mining Co., Ltd. 31 3.29 27 1.23 0.87
3 Institute of Process Engineering, 29 3.08 102 4.66 3.52
4 Hefei Guoxuan High-Tech Power Energy Co., Ltd. 27 2.87 74 3.38 2.74
5 Guangdong Brunp Recycling Technology Co., Ltd. 26 2.76 40 1.83 1.54
6 Kunming University of Science and Technology 19 2.02 35 1.6 1.84
7 BGRIMM Technology Group 17 1.8 64 2.93 3.76
8  State Grid Corporation of China 17 1.8 49 2.24 2.88
9 Taiheiyo Cement Corporation 17 1.8 29 1.33 1.71
10 GEM Company Limited 16 1.7 45 2.06 2.81

institutions with the greatest output of core patents on the “selective and short-range recycling of spent power lithium- ion batteries”. In terms of scientific research institutions, Central South University and the Institute of Process Engineering of the Chinese Academy of Sciences in China are at the forefront, while, in terms of enterprises, Japan’s Sumitomo Metal Mining Co., Ltd. and China’s Hefei Guoxuan Hi-Tech Power Energy Co., Ltd. and Guangdong Bangpu Recycling Technology Co., Ltd. are at the forefront. There has been no collaboration among the major institutions in this engineering research frontier.

In summary, much research and knowledge accumulation has been carried out for spent battery recycling technologies, but there are still many issues that need to be solved. Under the background of the double carbon policy, the power battery industry chain faces new challenges and demands. As a key power and energy storage component, the short- range recycling of lithium-ion batteries is very important. How to ensure the sustainable development of the industry from the perspective of resource security, efficient utilization of resources, and carbon emission requires a new generation of green manufacturing technology for the whole industry chain. This will require further promotion of the improvement and application of the technology from the following aspects (Figure 2.2.7): stepped pyrolysis-accurate sorting technology and corresponding equipment for spent power batteries; low-carbon and high-value utilization technology for complex nickel-cobalt-lithium waste; repair and regeneration technologies of spent cathode and anode materials; water-gas-solid optimization integration technology for the whole industry chain of lithium battery materials; and establishing a feature database and standard system for the entire industry chain.

《Figure 2.2.7》

Figure 2.2.7 Roadmap of the engineering development front of “selective and short-range recycling of spent power lithium-ion batteries”

 

 

 

Participants of the Field Group

Directors/Deputy Directors of the Field Group

Directors: WANG Jingkang, XUE Qunji, LIU Jongtian

Deputy Directors: LI Yanrong, LIU Zhongmin, MAO Xinping, NIE Zoren, TAN Tianwei, ZHOU Yu, Qu Lingbo, YUAN Yingjin

 

Members of the Working Group

CHEN Biqiang, DENG Yuan, MA Xinbin, YAN Yichao, YANG Zhihua, YE Mao, CAI Di, LI Daxin, WANG Jing, WANG Jingtao, YAO Changguo, ZHU Wei, HE Zhaohui, TU Xuan, CHENG Luli, HUANG Yaodong, LI Yanni, ZHU Xiaowen

 

Report Writers

CAO Xin, DING Wenjin, FENG Jianqing, GONG Junbo, HAN You, HU Wangyu, KAN Yanmei, KANG Guodong, LEI Tianyu, LU Jingyi, SUN Zhi, WANG Zhao, YAN Guo, YAN Wenyi, YANG Yusen, YAO Changguo, ZHAO Zhongwei, ZHENG Yufeng, ZHOU Jibin, ZHU Rong, ZHU Wei, ZHU Xiaowen

 

Acknowledgement

We are grateful to the following scholars for their contributions to the project.

Beihang University

BAO Shucheng, GUO Siming, HAN Guangyu, HU Shaoxiong, ZHANG Qingqing, ZHOU Jie

Beijing University of Chemical Technology

CHEN Huidong, LI Guofeng, SHEN Xiaolin, WANG Dan

Beijing University of Science and Technology

KOU Mingyin, WEI Guangsheng, ZUO Haibin, LIU Fang, ZHANG Yuhang

Central Research Institute of China Baowu Steel Group

GU Haifang, WANG yuan Central South University LIU Xuheng

China National Building Materials Group Co., Ltd

HONG Wei, PENG Shou, QIN Xusheng

Dalian Institute of Chemical Physics, Chinese Academy of Sciences

LU Fang, LU Rui, MA Xiangang

East China University of Science and Technology

QIAN Feng, ZHANG Xuanni, ZHONG Weimin

Harbin Institute of Technology

JIA Dechang

Institute of Process Engineering, Chinese Academy of Sciences

WANG Zhi, YANG Yafeng, LÜ Weiguang

Kunming University of science and technology

LIU Jianhua, XU Lei

Northwest Institute for Non-ferrous Metal Research

YAN Guo, ZHANG Pingxiang

Shanghai Institute of Ceramics, Chinese Academy of Sciences

DONG Shaoming, JIN Xihai, TAN Min Shanghai Jiao Tong University PAN Yunxiang, PENG Chong Shanghai University

WANG Jiang

South China University of Technology

BIAN Zhengqi, WANG Yinjun

Tianjin University

FENG Yakai, GAO Xin, HU Wenbin, LIU Guozhu, WANG Huaiyuan, WANG Jingtao, ZHANG Jinli ZHANG Lei, ZHAO Yujun, HOU Jinjian, HUANG Xinyuan

University of Electronic Science and Technology of China

WAN Zhongquan

Wuhan University of Technology

SUN Yi, LU Chenxi, WANG Xiao