Equatorial Ionospheric Scintillation Measurement in Advanced Land Observing Satellite Phased Array-Type L-Band Synthetic Aperture Radar Observations

Yifei Ji , Zhen Dong , Yongsheng Zhang , Feixiang Tang , Wenfei Mao , Haisheng Zhao , Zhengwen Xu , Qingjun Zhang , Bingji Zhao , Heli Gao

Engineering ›› 2025, Vol. 47 ›› Issue (4) : 76 -92.

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Engineering ›› 2025, Vol. 47 ›› Issue (4) :76 -92. DOI: 10.1016/j.eng.2024.01.027
Research Precise Positioning and Geoinformation Science—Article
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Equatorial Ionospheric Scintillation Measurement in Advanced Land Observing Satellite Phased Array-Type L-Band Synthetic Aperture Radar Observations

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Abstract

Amplitude stripes imposed by ionospheric scintillation have been frequently observed in many of the equatorial nighttime acquisitions of the Advanced Land Observing Satellite (ALOS) Phased Array-type L-band Synthetic Aperture Radar (PALSAR). This type of ionospheric artifact impedes PALSAR interferometric and polarimetric applications, and its formation cause, morphology, and negative influence have been deeply investigated. However, this artifact can provide an alternative opportunity in a positive way for probing and measuring ionosphere scintillation. In this paper, a methodology for measuring ionospheric scintillation parameters from PALSAR images with amplitude stripes is proposed. Firstly, sublook processing is beneficial for recovering the scattered stripes from a single-look complex image; the amplitude stripe pattern is extracted via band-rejection filtering in the frequency domain of the sublook image. Secondly, the amplitude spectrum density function (SDF) is estimated from the amplitude stripe pattern. Thirdly, a fitting scheme for measuring the scintillation strength and spectrum index is conducted between the estimated and theoretical long-wavelength SDFs. In addition, another key parameter, the scintillation index, can be directly measured from the amplitude stripe pattern or indirectly derived from the scintillation strength and spectrum index. The proposed methodology is fully demonstrated on two groups of PALSAR acquisitions in the presence of amplitude stripes. Self-validation is conducted by comparing the measured and derived scintillation index and by comparing the measurements of range lines and azimuth lines. Cross-validation is performed by comparing the PALSAR measurements with in situ Global Position System (GPS) measurements. The processing results demonstrate a powerful capability to robustly measure ionospheric scintillation parameters from space with high spatial resolution.

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Keywords

Synthetic aperture radar / Ionospheric sounding / Ionospheric scintillation / Amplitude stripes / Global Position System ionospheric measurement

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Yifei Ji, Zhen Dong, Yongsheng Zhang, Feixiang Tang, Wenfei Mao, Haisheng Zhao, Zhengwen Xu, Qingjun Zhang, Bingji Zhao, Heli Gao. Equatorial Ionospheric Scintillation Measurement in Advanced Land Observing Satellite Phased Array-Type L-Band Synthetic Aperture Radar Observations. Engineering, 2025, 47(4): 76-92 DOI:10.1016/j.eng.2024.01.027

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1. Introduction

Low-frequency (L-band or lower) spaceborne synthetic aperture radar (SAR) systems have great advantages in observations of forest, biomass, water vapor, soil moisture, and deformation, but they are more susceptible to ionospheric effects than higher-frequency (S-, C-, and X-band) systems [1], [2], [3], [4]. Various artifacts caused by the large-scale background ionosphere have been captured in the products of the Advanced Land Observing Satellite (ALOS) Phased Array-type L-band SAR (PALSAR), such as polarimetric distortions [5], azimuth displacements [6], [7], interferometric streaks, and phase errors [8], [9].

In particular, the ionospheric scintillation imposed by anisotropic ionospheric irregularities (or turbulence) produces two types of artifacts in SAR images: amplitude stripes and azimuth defocusing [10]. The appearance of ionospheric artifacts is determined by the anisotropic elongation angle (or rotation angle in Ref. [10]), which represents the projected geomagnetic vector [11] or the orientation of the strongest correlation in the horizontal phase screen (PS) [10], [12], [13], [14], [15]. When the anisotropic elongation angle is small, amplitude stripes appear in SAR images accompanied by good imaging quality and interferometric coherence [10]. As the angle increases, the stripes gradually vanish and are replaced by another artifact, azimuth defocusing, which signifies serious imaging and interferometric degradation and is derived from the azimuth decorrelation induced by phase scintillation [16], [17], [18], [19], [20], [21], [22], [23], [24], [25], [26].

This paper focuses on the artifact of amplitude stripes, whose formation cause, morphology, and negative influence have been investigated in sufficient detail. A SAR scintillation simulator (SAR-SS), comprising a two-dimensional (2D) PS generator and a 2D ionospheric transfer function (ITF) propagator, was developed to simulate this ionospheric artifact in SAR images [27]. By comparing the morphology of the ionospheric amplitude stripes in simulated SAR images and PALSAR real images, the validity of the SAR-SS was confirmed [27]. A statistical model was established to investigate the effect of amplitude scintillation on SAR imagery, and the results indicated that the amplitude stripes could enhance both the radar cross-section (RCS) and image contrast [28]. The appearance probability of amplitude stripes in PALSAR images over the South American continent during October 2010 was statistically analyzed, and it was found that 14% of the surveyed acquisitions and 74% of the surveyed days suffered from visible stripes [10]. The effects of anisotropic ionospheric scintillation on imaging and interferometric performances were simulated and examined in Ref. [10]. Stripe heading could be modeled as a function of the geomagnetic inclination, geomagnetic declination, geographic heading, look-down angle, squint angle, and PS height [10], [11], [12]. Geomagnetic inclination is a dominant factor that changes the stripe heading along the satellite track near the equator [12]. Furthermore, the amplitude stripes in L-band SAR images can induce polarimetric decomposition distortions and impede the terrain classification [29], bringing about serious interferometric streaks [30].

Scholars have attempted to mitigate the ionospheric amplitude stripes in SAR images [31], [32], [33]. A frequency domain approach was first proposed to identify and separate the spectral energy contributed by the amplitude stripes from the dominant energy of the surface backscatter using a spectral filter, followed by producing a stripe-corrected SAR image [31]. Using this approach to correct the amplitude stripes, the processing results of the surface classification of PALSAR full-polarimetric images were improved [32]. A combined approach using multilevel 2D discrete wavelet transform (DWT) and nonlinear Fourier transform (FT) was further proposed for polarimetric SAR images [33], which outperformed the prototype approach in Ref. [31]. An automatic procedure was devised for detecting the stripes based on prior information of the stripe orientation [34].

Based on the principle of RCS and image contrast enhancement induced by amplitude stripes, several approaches for measuring the scintillation index (S4) were suggested, all of which required a comparison of disturbed and undisturbed images [28]. Using these approaches, applications for measuring ionospheric scintillation were further tested on PALSAR and PALSAR-2 images [35], [36]. An azimuth sub-band analysis method was proposed to detect ionosphere dynamics in sublooks [37]. The stripe drifting in azimuth sublooks was attributed to imaging geometry and ionospheric drifting; therefore, it could be utilized to estimate the ionospheric altitude and range-projected drifting velocity [11], [37], [38]. An interesting and useful conclusion was drawn in Ref. [11]: Namely, that the amplitude stripes could be sharpened by means of sublook processing, which was beneficial for ionospheric measurement.

A work by one of the authors of Ref. [34] presented the interesting idea of further applying the estimated stripe pattern to measure ionospheric scintillation parameters; this approach does not require an undisturbed reference SAR image and can extract more ionospheric scintillation parameters. This idea was briefly realized on several ALOS PALSAR images but was not fully validated using sufficient PALSAR data and exterior ionospheric measurements. Furthermore, the procedure did not consider sublooking processing, which demanded further consideration.

In this paper, a methodology is proposed for extracting the amplitude stripe pattern from sublook observations and further measuring ionospheric scintillation parameters, including the scintillation strength CkL, spectrum index p, and scintillation index S4. The steps of sublook processing and measuring the stripe heading from SAR images are specified and highlighted by comparison with the former work in Ref. [34]. Moreover, the methodology is fully examined on two sets of PALSAR data and is fully validated by comparing the measured and derived S4 with in situ Global Position System (GPS) measurements.

This paper is organized as follows. It starts with a brief introduction of the theoretical background in Section 2. In Section 3, the principle of the proposed methodology is discussed in sufficient detail. Experiments on PALSAR data are conducted and validated in Section 4. We further discuss the experimental results in Section 5. Finally, the conclusion and prospect are presented in Section 6.

2. Theoretical background

2.1. PS theory

Based on the PS theory for weak scatter, ionospheric irregularities can be generally considered as a thin screen that changes the phase of propagating electromagnetic signals, and both multi-scattering and diffraction within the PS layer can be ignored [39], [40], [41]. Therefore, the phase fluctuation can be modeled as follows:

δϕ0=-reλδndl

where re is the classic electron radius, λ is the wavelength, and δn is the perturbation component of the local electron density, integrated along the propagating path l.

After passing through the ionosphere, the signals propagate in free space with decorrelated phase terms and mutually interfere, which generates a diffraction pattern in their arrivals at the surface. This procedure can be described by Kirchhoff’s diffraction formula. Under the forward scattering assumption, the received wave field (E(ρ)) can be modeled as follows [42]:

Eρ=jkE02πρzexpjδϕ0ρ'-jk2ρzρ-ρ'2d2ρ'

where E0 is the initial wave electric field; δϕ0ρ is the phase fluctuation distribution versus the spatial vectors ρ and ρ in the transverse plane; ρz=HisecθiHr-Hi/Hr signifies the modification factor for the propagation path of a spherical wave, Hi is the equivalent PS height, θi is the incident angle at the PS height, Hr is the radar height; k=2π/λ signifies the signal wavenumber; and j is an imaginary number.

Let Eq. (2) be written as follows [42]:

Eρ=expαρ+jδϕρ

with

αρ=k2πρzδϕ0ρ'coskρ-ρ'22ρzd2ρ'

and

δϕρ=k2πρzδϕ0ρ'sinkρ-ρ'22ρzd2ρ'

where αρ is the logarithmic amplitude and δϕρ is the phase fluctuation after the diffraction. Notably, the diffraction scheme is driven by the phase fluctuation at the PS, inducing amplitude scintillation and changing the phase pattern.

2.2. Spectrum mechanism

The phase pattern on the PS can be generally described by a power law spectrum density function (SDF) with a form like κp, where κ is the spatial wavenumber and p is the spectrum index. Rino’s spectrum mechanism is introduced in this paper to describe both the SDFs’ phase and intensity (or square amplitude) scintillations. The one-dimensional (1D) phase SDF (SΦ) and 2D phase SDF (SΦ2D) of the PS are modeled as follows [13], [27], [39]:

SΦκ=re2λ2secθiGCsLΓp/22πΓp+1/2×1κ02+κ2p/2
SΦ2Dκx,κy=abre2λ2sec2θiCsLκ02+A1κx2+A2κxκy+A3κy2p+12

where κx,κy signifies the 2D wavenumber vector; Γ· is the Gamma function; κ0=2π/L0 is the wavenumber regarding the outer scale L0; CsL=CkL2π/1000p+1, and CkL is the vertical integrated turbulence strength at a 1 km scale; the anisotropic coefficients of A1, A2, and A3 are related to two anisotropic elongation scales a and b, the incident angle θi, the squint angle ψi, the geomagnetic heading δB, and the geomagnetic inclination θB; and G is the geometric factor. Notably, the phase power law index of the 1D in situ SDF is one less than that of the 2D SDF, and the FT of the SDF signifies the spatial autocorrelation function [39]. We next use the 2D SDF to interpret the amplitude stripe morphology and use the 1D SDF for in situ measurement.

The diffraction procedure induces amplitude scintillation and changes the phase pattern on the PS. The 1D in situ SDFs of the phase (SΦ) and amplitude scintillations (Sα) are modeled as follows [42]:

SΦκ=SΦκcos2κ2ρz/2k
Sακ=SΦκsin2κ2ρz/2k

The former equation indicates that the SDF of the final phase pattern is modulated by a square cosinusoid, which implies that the diffraction can only change the higher frequency parts and has negligible influence on the phase pattern [14]. In contrast, the amplitude SDF is modulated by a square sinusoid in the latter equation, and spatial structures larger than the first Fresnel cutting scale become dominant in the amplitude pattern, contributing to the morphology of the amplitude stripes [13].

The scintillation index S4 represents the fluctuating intensity (amplitude square), which can be modeled as follows [39]:

S42=re2λ2secθiCsLλρz4πp/2-1/2Γ1.25-p/4Γp/22πΓ0.25+p/4p/2-0.5p/2+0.5

This formulation is valid for p values such that 1 < p < 5 [39].

2.3. Amplitude stripes in SAR images

Anisotropic ionospheric irregularities are rod-like (a ≫ b) in equatorial areas and sheet-like (ab) in auroral areas due to the interaction of the geomagnetic fields [28]. This paper focuses on the amplitude stripe artifact that is frequently observed in low-frequency spaceborne SAR images, which is caused by rod-like ionospheric regularities (typical cases of which occur near the equator); thus, sheet-like irregularities are not involved. As shown in Fig. 1, the amplitude error induced by the rod-like structure is elongated, and the elongation direction displays the strongest correlation, which is called the anisotropic elongation heading. Notably, the phase scintillation has the same elongation direction as the amplitude error.

If the anisotropic elongation angle (normal to the along-track direction) is close to zero, the amplitude errors regarding the ionospheric penetration points (IPPs) within the synthetic aperture tend to be gentle, thereby causing backscatter enhancement or attenuation of the target P0. Due to the high correlation along the elongation direction, the amplitude errors of the targets along the projected elongation heading versus P0 have a similar trend, and their backscatter will be uniformly changed. This is the cause of the bright–dark amplitude stripes projected onto SAR images; the stripe elongation angle is magnified due to the across-track extension (see the stripe heading in Fig. 1). When the anisotropic elongation angle increases, the amplitude errors within the synthetic aperture tend to fluctuate more violently with a worse correlation, which can disperse the stripe structure; thus, the stripes in SAR images are sparser than amplitude errors in an ionospheric amplitude screen (Fig. 1). Of course, if this angle continues to increase, the stripe artifact becomes invisible in a single-look-complex (SLC) image. Nevertheless, it is still possible to detect the stripe artifact in azimuth sublook images [11]. Fig. 2 presents two examples of PALSAR SLC and their sublook images, which were acquired across the Amazon on March 26, 2008 and across the South China Sea on March 8, 2011. All data related to the South China Sea and the Philippine Sea used in this study were obtained from non-disputed areas and are utilized exclusively for scientific research purposes. These examples demonstrate that the stripes become more visible and concentrated after sublook processing. According to Ref. [11], eight sublooks are sufficient for detecting the amplitude stripes, and this approach is adopted below.

Anisotropic elongation heading plays an important role in the morphology of amplitude stripes. The heading angle versus the geomagnetic north at the PS height can be modeled by A1, A2, and A3 [15] or by the following [12]:

ϕ=arccosC/C2+D2,D0-arccosC/C2+D2,D<0

where

C=-sinθicosψisinθB+cosθicosθB
D=-sinθisinψisinθB

Accordingly, the anisotropic elongation heading angle (ϕa) versus the along-track direction of the SAR satellite (see the stripe heading on the PS denoted in Fig. 1) can be simply calculated by

ϕa=ϕ-δB=ϕ-δ0-ψB

where δB can be calculated by the difference in the geographic heading δ0 and the geomagnetic declination angle ψB. A cross-track magnification is produced when the elongation heading is projected onto the Earth’s surface. Thus, the anisotropic elongation (ϕ0) heading in the SAR image (see the stripe heading on the SAR image denoted in Fig. 1) can be derived by the following [12]:

ϕ0=arctanHrHr-Hitanϕa

Fig. 3 describes two example groups of consecutive PALSAR acquisitions and plots the ALOS footprint and the illuminated scope on the ground and on the PS in longitude–latitude grids. The International Geomagnetic Reference Field (IGRF) is used to calculate θB and ψB based on the transformed longitudes and latitudes of the center IPPs at an empirical altitude of 350 km [20], [21]. The stripe heading ϕ0 is then calculated using Eqs. (11), (12) and shown as contours in Fig. 3. It is evident that the calculated ϕ0 is very consistent with the stripe heading observed in the SAR image; for example, the stripe heading of ALPSRP115537040 and ALPSRP272710270 is close to zero, where the zero contour of ϕ0 just runs through the two scenes. Furthermore, as the absolute ϕ0 increases, the amplitude stripes in the SAR image become less pronounced and more widely separated, which is consistent with the description in Ref. [10].

3. Methodology

The artifact of amplitude stripes in PALSAR images has a negative impact on interferometric and polarimetric applications [11], [30], [32], [33]; however, it also has a positive aspect—that of providing an alternative opportunity for measuring ionospheric scintillation parameters from PALSAR images [34]. It was reported that PALSAR images acquired at night around the equator often suffered from visible amplitude stripes [10], indicating that there were thousands of samples available for extracting ionospheric scintillation parameters and investigating equatorial ionospheric scintillation. The key is to extract the amplitude stripe pattern from SAR images and to estimate the scintillation parameters from the stripe pattern using a statistical model. A flowchart of the proposed methodology is shown in Fig. 4 and will be discussed below.

3.1. Extraction of the amplitude stripe pattern

As shown in Fig. 3, the amplitude stripe pattern in SAR SLC images becomes scattered or invisible when ϕ0 increases, but it can be recovered and highlighted in azimuth sublooks. The appropriate number of azimuth sublooks is dependent on ϕ0, where a larger ϕ0 signifies that more sublooks are required. Furthermore, there is a tradeoff between spatial resolution and in-aperture correlation; thus, it is not suitable for the number of azimuth sublooks selected to be too large [11].

The frequency domain approach for correcting amplitude stripes from SAR images, as proposed in Ref. [31], is used to extract the amplitude stripe pattern from the sublook images. However, some important steps must be carefully conducted; otherwise, the ionospheric amplitude error will be poorly estimated. It is necessary to estimate the stripe heading beforehand so that its energy contribution can be automatically recognized in the frequency domain. Even though it can be calculated using Eqs. (11), (12) by means of the IGRF, the estimation accuracy is dependent on the precision of Hi and geomagnetic parameters, which is hardly satisfactory for extracting the amplitude stripe pattern [34]. As shown in Fig. 5(a), the stripe pattern appears as a strong ridge in the frequency domain, with an orientation perpendicular to the stripe heading in the image domain. In order to estimate the stripe heading, the mean power of each line through the zero point with respect to the presumed orientation from −90° to 90° is calculated and described in Fig. 5(b). The stripe heading can be simply determined at the orientation, where the mean power is the maximum (−9.84° estimated for the 1/8 sublook image of ALPSRP115537110). Furthermore, due to the fact that the stripe heading in a single image is not generally a constant, the variation scope of the stripe heading can be estimated according to a power threshold. Therefore, the ridge in Fig. 5(a) mainly occupies the orientation scope from −8.31° to −11.14° under a 5 dB threshold.

Image processing is further carried out. First, the logarithmic amplitude of the sublook image is taken to transform the stripe pattern from a multiplicative error to an additive error. To mitigate the edge effect of the FT, a double-sized image is generated and padded in both dimensions, with the original image and three mirror images in reverse order for all four sides [31], [34]. After conducting a 2D fast FT (FFT), a symmetric ridge appears in the frequency domain (Fig. 6(a)). According to an accurate estimation of the ridges’ orientation, the stripe energy is automatically distinguished in the frequency domain from the energy of the ground surface that is mostly distributed in low-frequency areas. Then, a group of symmetric consecutive Gaussian band-rejection filters can be built along the orientation of two ridges. The wavenumber coordinate of the center of the mth filters in range (kcam) and azimuth (kcrm) can be modeled as follows:

kcrm=±dkrcosϕ̂0rs+2m-1rfkcam=±dkasinϕ̂0rs+2m-1rf

where ϕ̂0 is the estimated stripe heading, dkr and dka signify the azimuth and range wavenumber spacing, rs is the pixel of the first filters apart from the zero point, and rf is the radius of the band-rejection radius. Notably, the first filters should be separated by several pixels from the zero point, because the energy of the ground surface and objects is mainly distributed in the low-frequency domain. In addition, the filter radius rf can be selected according to the scope of the stripe heading. More details on constructing band-rejection filters can be found in our former work [25]. The Gaussian band-rejection filter (Hgs) is then designed as follows:

Hgskr,ka=1-m=1Mexp-kr-kcrm2+ka-kcam22rf2

where M is the number of filters, ka and kr signify the azimuth and range wavenumbers of each pixel, respectively. As shown in Fig. 6(b), the scope of two ridges is absolutely masked by the designed filter.

Multiplying the FT of the mirror padding logarithmic amplitude with the designed filter, we finally obtain the amplitude of the striped-corrected sublook image and the extracted stripes after the operational steps of the inverse FFT (IFFT) and image cutting (Fig. 7). Indeed, it is difficult to absolutely separate the amplitude stripe pattern from the ground surface and objects, because the energy of some ground objects (e.g., rivers) blends in with the ridge regions in the frequency domain. As a result, there are still some components of ground objects in the extracted stripe pattern. This indicates that the estimation accuracy of the stripe pattern depends on the type of ground surface, and it is easier to obtain a good performance for scenes with nearly uniformly distributed RCS (e.g., the ocean scenes in Fig. 2(b)).

3.2. Estimation and fitting of the amplitude SDF

To further measure the ionospheric scintillation parameters from the extracted amplitude pattern, it is necessary to artificially select qualified estimates (e.g., the areas below the red line in Fig. 7) and remove unqualified estimates (e.g., the areas above the red line) that are seriously contaminated by ground objects. It is generally reasonable for two-way measurement to be interpreted by means of the reciprocity principle as the square of one-way measurement [43]. Therefore, the selected qualified estimates of the two-way ionospheric scintillation amplitude errors (the equivalent one-way intensity errors) of the range lines can be applied to directly measure the one-way S4, which can be calculated as follows:

Ŝ4i=Îi2-Îi2Îi2

where · is the mathematical expectation; Ŝ4i is the measured value from the one-way intensity estimate Îi of the ith range line, i=1,2,,Neff, and Neff is the effective number of selected range lines.

Furthermore, the amplitude SDF of the ith range line (Ŝαi) can be estimated from the scintillation amplitude errors using a periodogram [14]:

S^αiκeff=FFTlnA^iNr22πΔκeff
Δκeff=2πsr×HrHr-Hi×1cosϕa

where κeff is the effective across-track wavenumber on the PS plane spaced by Δκeff, which can be estimated based on the PS height Hi and the anisotropic elongation heading ϕa; sr is the ground range size of the SAR image; Nr is the effective range samples; and Âi is the estimated two-way amplitude error. The reason for using the range line instead of the azimuth line for the SDF estimation should be particularly emphasized. Due to the fact that the real anisotropic elongation heading is generally close to zero, the effective along-track wavenumber spacing may be infinite or very large due to the factor of 1/sinϕa; this can cause considerable errors when estimating the amplitude SDF. The factor of 1/cosϕa in Eq. (20) reflects the effect of anisotropic parameters on the 1D in situ measurement; moreover, cosϕa ≈ 1 because the absolute value of ϕa is lower than 15° for most PALSAR images suffering from amplitude stripes. Of course, the estimated SDF for a single range line is very sensitive to noise and the components of residual ground objects (Fig. 8(a)). The SDFs can be averaged by all effective range lines to further depress the influence of noise and ground objects (Fig. 8(b)), on the assumption that the ionospheric scintillation parameters do not change significantly.

As shown in Eqs. (6), (9), the theoretical SDF depends on the scintillation strength CkL, the spectrum index p, and the outer scale L0. Because the frequency of the outer scale is generally much lower than the Fresnel break frequency, the amplitude SDF is not sensitive to the outer scale. Therefore, it is difficult to estimate L0 from the extracted amplitude errors, and an empirical value of L0 = 10 km will be used next. In fact, the spectrum index p determines the descending rate in the higher-frequency areas of the SDF, which has been used to estimate p from the estimated phase SDF [14]. Nevertheless, it can be observed in Fig. 8 that the amplitude SDF in the higher-frequency areas is elevated due to the influence of the residual ground components, which means that the higher-frequency part of the SDF is not suitable for the following fitting. Furthermore, the band-rejection filters can cause a truncation effect on the measured SDF. Finally, a measured amplitude SDF with a frequency lower than the Fresnel break frequency or with a longer wavelength is fitted with the theoretical SDF modeled in Eq. (9) to estimate CkL and p (CkL^,p̂), which is presented as follows:

CkL^,p̂=argminCkL,pŜαiκeff¯-Sακeff,κeffρz2k<π2

The one-way S4 can be derived from Eq. (10) based on the estimated CkL and p, and forms a comparison with the direct measurement using Eq. (18), which is beneficial for realizing self-validation. As shown in Fig. 8, both the fitted SDFs for a single line and those averaged across all effective range lines are perfectly consistent with the measured SDFs in the lower-frequency areas, and the derived S4 is extremely close to the directly measured S4. Moreover, the robustness of the SDF estimation is improved by means of the averaging processing because the power of noise and ground objects are greatly suppressed.

It should be noted that the extracted amplitude errors are useful for SAR radiation calibration and for ionospheric scintillation measurement, where the latter is highlighted in this paper. It should be further clarified that the extracted amplitude errors cannot be further utilized for correcting imaging and interferometry phase errors, because the transformation from the amplitude stripe to the phase pattern is not yet fully formulated and realized.

The PS height is assumed to be 350 km, and ϕa is about 4.92°, as calculated using Eq. (15). The blue dashed line refers to the Fresnel break frequency, where κeffρz/2k in Eq. (9) equals π∕2, and the green dashed line refers to the truncated frequency due to the band-rejection filters.

4. Experimental results and validation

4.1. Extraction and correction of amplitude stripes

The procedure described above for measuring ionospheric scintillation parameters from SAR images is fully examined in this section using the two groups of ALOS PALSAR acquisitions mentioned in Fig. 3. Sublook processing is implemented to recover scattered stripes with a large ϕa from the SLC images. For the convenience of subsequent processing, a 1/8 sublook image is uniformly produced for each PALSAR SLC image. As shown in Fig. 9, both the SLC and sublook consecutive images are jointed in the satellite along-track direction, and the sublook images (especially the two sides) show more visible and concentrated stripes. It is notable that bright streaks arise in a range of sea areas after sublook processing, and we suppose that these originate from the backscatter of sea waves fluctuating in different visual angles (or sublooks). Because these streaks have almost no influence on scintillation measurement, we provide no further details on them. The jointed pattern of the amplitude stripes seems to be similar to the simulation result of the equatorial plasma bubbles environment studied in Refs. [44], [45].

Through the steps of estimating the stripe heading, transforming into a mirror-padding logarithmic amplitude, and constructing a band-rejection filter along two ridges in the frequency domain, the stripe-corrected sublook images are largely isolated from the stripe pattern (the third and bottom maps in each sub-part of Fig. 9). However, the components of some rivers and islands blend with the extracted stripe patterns of the Amazon and ocean scenes, respectively. This case is addressed carefully later for its significant influence on ionospheric scintillation measurement.

4.2. Estimation of the PS height

The amplitude SDF estimation is conducted once the amplitude stripe pattern is extracted from each sublook image. However, determining the effective wavenumber κeff demands knowledge of the PS height Hi and the anisotropic elongation heading ϕa, according to Eq. (20); ϕa is also related to Hi, so the key is to estimate Hi. Using the empirical value of 350 km is a possible compromise for simplified operation, but it may produce extra errors in estimated SDFs and measured results [14]. The drifting characteristic of the amplitude stripe pattern in different sublooks has been utilized to estimate Hi, but both the principle and operation procedure are rather complicated, and the estimates lose robustness just before the stripe pattern disappears [11].

In this paper, a novel strategy is devised for estimating Hi. Its principle is based on the relationship between the stripe heading and the anisotropic elongation angle shown in Eq. (15). The stripe heading accompanied by the distributed scope can be accurately estimated from each sublook image; the results, which are shown in Fig. 10, have also been used for stripe extraction and correction. The anisotropic elongation angle ϕa at the PS height can be derived using IGRF but requires an initial value of Hi to determine the illuminated center on the PS. Here, we adopt an empirical value to calculate ϕa (blue circles in Fig. 10). Because the PS height within a reasonable range will not significantly change the value of ϕa, Hi can be determined by a fitting process in which the parameter-constrained ϕ0 mostly approximates to the estimated stripe heading ϕ̂0 for all sublook images.

Ĥi=minHiϕ0Hi,ϕa-ϕ̂0

In practice, only the variation tendency of ϕ0 and ϕ̂0 regarding the scene number is compared, and the constant components of ϕ0 and ϕ̂0 should be dropped in the fitting process. For the two groups of PALSAR images, Hi is first estimated as 312 and 346 km, respectively; both are physically adequate values, which can be iterated as the second initial value for calculating ϕa. The second estimates of Hi are 309 and 345 km, respectively, which achieve convergence if given a deviation threshold of 5 km. The fitted ϕ0 (red lines in Fig. 10) are very consistent with the averages and variation scopes of the stripe heading measured from the PALSAR images, which confirms the effectiveness of the estimated results. It should be noted that the Ĥi estimated in this paper is an equivalent global estimate for one group of SAR images, while the method in Ref. [11] measures it for each SAR image.

4.3. Ionospheric scintillation measurement in the along-track direction

Once Hi and ϕa are determined, the amplitude SDF can be estimated in the range lines using Eq. (19), and those range lines that are seriously contaminated by the residual ground energy need to be artificially removed. The SDF averaged across qualified range lines is used to measure CkL and p using the fitting process in Eq. (21) and to further derive S4 using Eq. (10). Furthermore, the selected range lines can be employed to directly measure the one-way S4 based on Eq. (18).

Therefore, a set of ionospheric scintillation parameters (CkL, p, and S4) can be measured for each sublook image; the measurement results for the two groups of PALSAR images are presented in Fig. 11, Fig. 12. For the acquisitions across the South China Sea and Philippine Sea on March 8, 2011, log10(CkL) and S4 range from 33.8 to 35.4 and from 0.05 to 0.32, respectively, which implies a much stronger scintillation event than the Amazon acquisitions on March 26, 2008. It can be observed that CkL has a similar variation trend as S4 on the whole, and that p ranges from 3.2 to 4.5 for both datasets. Evidently, there is a visible inverse correlation between the estimated p and CkL, and this phenomenon might align well with the conclusion drawn in Ref. [46]. More importantly, the derived one-way S4 maintains remarkable consistency with the directly measured average and scope (Fig. 12), which verifies the validity of the proposed methodology from the first level.

4.4. Comparison of ionospheric scintillation measurement without sublook processing

It is notable that the above results from the ionospheric scintillation measurement are extracted from the PALSAR 1/8 sublook images, instead of from the SLC images. In order to further highlight the importance of sublook processing, we also perform ionospheric scintillation measurement on the SLC images with regard to the ocean scene; the measured results for CkL, p, and S4 are presented in Fig. 13.

It can be observed that the measured p values are saturated to infinitely approach the boundary of p < 5 for the images with a larger stripe heading, such as the example image of Fig. 2(b). Furthermore, the measured S4 values are consistent with the derived S4 only when the scene numbers are around ALPSRP272710400, where the stripe heading is nearly zero, whereas they are no longer consistent for these images with a larger stripe heading. This finding indicates that measuring the ionospheric scintillation parameters from the stripe pattern without sublook processing on SAR images will lose validity as the stripe heading increases. The main reason for this is that the stripe pattern will be scattered and sometimes even vanish (Fig. 2) in SLC images due to azimuth decorrelation as the stripe heading increases. As a result, the stripe pattern extracted from SLC images is not the real pattern imposed by amplitude scintillation and thus does not satisfy the theoretical spectrum mechanism presented in Eqs. (6), (7), (8), (9), (10) any longer. The purpose of sublook processing is to retrieve the real stripe pattern from SLC images so as to make the subsequent procedure meaningful. A comparison between the results of Fig. 13 and those of Figs. 11(b) and 12(b) shows that the methodology with sublook processing is obviously more robust and effective, thereby demonstrating its significance.

4.5. Refined 2D measurement with higher resolution

The above experiments produce a group of equivalent global estimates for a SAR image, which is based on the premise that CkL, p, and S4 will not significantly change within a single observation. However, the scintillation parameters actually fluctuate dramatically within some individual scenes; for example, the variation scope of S4 even reaches 0.07 with a fiducial probability of 68.3% (green blocks of ALPSRP272710370 in Fig. 12).

Thus, refined measurement must be further carried out for a more detailed and higher-resolution distribution of the ionospheric scintillation parameters in 2D space. A block strategy is adopted for the 2D image. Given that the amplitude SDF estimation is conducted using range lines, the sub-block image demands sufficient range samples—that is, sparse blocks and measurements in range. Three of the above PALSAR acquisitions are selected for refined 2D measurement, all of which have a wide variation scope of S4 and a nearly uniformly distributed RCS. The extracted stripe patterns of the three scenes are presented in the left column of Fig. 14; they are further separated into 16 × 4 subblocks in the azimuth and range, respectively, and each is used for measuring CkL, p, and S4. The measurement results after the 2D interpolation processing are presented in the right four columns of Fig. 14, depicting more detailed characteristics. It can be observed that CkL and S4 mostly decline in the line of sight and in the along-track direction for ALPSRP115537130 and ALPSRP272710370, and rise in the along-track direction for ALPSRP272710330, on the whole. Similar to the 1D results shown in Fig. 12, the derived and measured 2D S4 has a consistent spatial distribution. Furthermore, the variation range of CkL, p, and S4 in Fig. 14 contains the corresponding 1D results of three scenes in Fig. 11, Fig. 12.

Refined 2D measurement is carried out for the whole group of ocean scenes (28 consecutive images). However, some scenes with islands require special processing because the extracted stripe pattern of some sub-blocks is seriously contaminated, indicating that bad estimates of the ionospheric scintillation parameters will be achieved. These bad estimates can be easily detected by setting a basic threshold and substituting by the mean of the qualified estimates in neighboring subblocks. Fig. 15 compares the S4 curves in the along-track direction of the 1D and 2D measurements (from four range sub-blocks), indicating the consistency of the overall variation tendency. The results of the 2D measurement of the derived one-way S4 after the along-track splicing and 2D interpolation are presented in Fig. 16, providing more details both along track and across track; the variation tendency in the along-track direction is similar to the results in Fig. 12(b).

4.6. Self-validation using measurements of azimuth lines

Ionospheric scintillation measurement based on the extracted amplitude pattern can also be conducted in azimuth lines; the corresponding SDF estimation (S^αq) is presented as follows:

S^αqκeff=FFTlnA^qNa22πΔκeff
Δκeff=2πsa×vivgsinϕa

where κeff is the effective across-track wavenumber at the PS plane spaced by Δκeff, Na is the effective azimuth samples, sa is the azimuth size of the SAR image, vi is the beam-scanning velocity at the PS, vg is the ground velocity, and Âq signifies the qth azimuth lines. For the low-Earth-orbit SAR system, the condition vgvi is satisfied. The fitting process of azimuth lines is similar to that of range lines shown in Eq. (21).

According to Eq. (24), when ϕa is close to zero, Δκeff becomes very large or even infinite, which causes a condition in which the estimated SDF is moving and mainly distributed in the high-frequency domain. Given that the high-frequency part of the estimated SDF is not suitable for the fitting process, due to the considerable residual ground components, measurements of azimuth lines are limited on the condition of ϕa ≈ 0, but they can still be used for self-validation despite this defect.

The SDF estimation and fitting results of range and azimuth lines for the two images are presented in Fig. 17. The usable part of the estimated SDF in the low-frequency domain of the azimuth lines is shorter than that of the range lines, which fits with the theoretical analysis. Furthermore, the fitted SDF and measurement results for the CkL, p, and CkL of the azimuth lines are similar to those of the range lines. Measurement experiments of azimuth lines are further conducted for the two groups of PALSAR acquisitions; the results for the one-way S4 are presented in Fig. 18. The results indicate that the measurements of azimuth lines are extremely consistent with those of range lines, unless ϕa is close to zero, which verifies the validity of the proposed methodology from the second level.

4.7. Cross-validation using GPS measurement

Two comparison experiments of the derived and measured S4 and of measurements of range lines and azimuth lines were designed above for self-validation based on SAR images, which largely confirmed the validity of the proposed methodology. Comparing the measurement results with those from traditional ionospheric scintillation measurement based on ground GPS receivers is beneficial for both cross-validation and highlighting the advantages of our methodology. Here, the measurement results of the Haikou Station (20°N, 110°E) of the China Research Institute of Radiowave Propagation are compared with those from the PALSAR acquisitions of the ocean scene. The one-way S4 of different GPS satellites, along with both GPS and SAR satellite footprints on the PS at the equivalent height of 345 km, is depicted in Fig. 19. Considering that the SAR images were acquired from 22:37 to 22:41 local time (LT), the GPS measurements within the two hours from 22:00 to 24:00 LT are displayed, which include nine sets of consecutive measurements from different GPS satellites. It should be noted that the footprints of the GPS satellite “⑨” highlighted by a red dashed rectangle just passed through the SAR footprints on the PS. Thus, this set of consecutive measurements is analyzed in particular; the variation curves of the measured S4 and elevation angle versus the LT are presented in Fig. 20. It can be observed that the time windows of the GPS measurements and SAR acquisitions do not overlap but are very close, with an interval of less than 10 min. The measured one-way S4 from the GPS receiver reaches about 0.7, which on the whole seems larger than that from SAR images.

Nevertheless, GPS measurements cannot be directly used for comparison with the PALSAR measurements due to the system difference. According to Eq. (10), the theoretical one-way S4 is also related to the wavelength λ, the incident angle θi on the PS, and the modified propagation path ρz in addition to CkL and p, and ρz depends on θi, Hi, and the satellite height Hr. Therefore, λ, θi, and Hr should be uniformized in order to realize a comparison of the S4 measured by different systems. These related parameters of GPS and PALSAR are summarized in Table 1. Although the height of the GPS satellite “⑨” in a high Earth orbit is not accurately calculated, its ρz can be approximated as follows:

ρz=HiHr-HicosθiHrHicosθi,ifHiHr

This approximation is also valid for other GPS satellites. Therefore, the one-way S4 measured by GPS satellites (S4GPS) can be adjusted to the wavelength (λPALSAR), incident angle (θiPALSAR), and radar height (HrPALSAR) of the PALSAR, as well as the wavelength of GPS satellites (λGPS), which is derived by the following:

S4GPS=λPALSARλGPSp+34secθiPALSARsecθiGPSp+14HrPALSAR-HiHrPALSARp-14S4GPS

The average of the measured spectrum index (p¯4) shown in Fig. 11(b) will be adopted for the calculation of S4GPS. The adjusted GPS S4, which is lower than the original results, is presented in Fig. 21, where the derived PALSAR S4 measured in the along-track direction and 2D space is depicted. It can be observed that the adjusted S4 of the GPS satellite “⑨” is broadly comparable with the PALSAR S4 near the GPS footprints. Fig. 22 gives a description of the adjusted S4 of the GPS satellite “⑨” versus the LT; the average of the later 14 measurements is very close to the derived S4 from the three PALSAR images. The slight difference mainly originates from the varying p and from the fact that the measured time of the GPS and PALSAR is not exactly coincident. Therefore, the drifting and temporally varying characteristics of the ionospheric irregularity structures can differentiate the measurement results. The results in both Fig. 21, Fig. 22 confirm the validity of the proposed methodology from the third level.

Furthermore, compared with traditional GPS measurement, three advantages of the SAR-based measurement should be emphasized. Firstly, the variation tendency of the derived S4 from PALSAR images is much smoother in the along-track direction (Fig. 12, Fig. 21), while the GPS-measured S4 fluctuates dramatically in the along-track direction (Fig. 20, Fig. 22). This indicates that the proposed methodology can realize more robust ionospheric scintillation measurement. Secondly, it takes a longer time (a minute) to accumulate enough GPS signals contaminated by ionosphere scintillation for each calculation of S4, whereas the rate of the PALSAR-derived S4 is less than 10 s per measurement, which can be further improved by adopting an azimuth block for SAR images. The spatial resolution of the measurements can also be refined by means of the 2D block strategy (Fig. 16). The above two points demonstrate that the SAR-based measurement provides a higher spatial resolution. Thirdly, ionospheric irregularities are actually drifting with a velocity of up to 100 m∙s−1 near the equator [22], which implies that the drifting distance reaches about 6 km for the duration of each GPS measurement (60 s) and more than 200 km during a set of consecutive measurements (36 min for the GPS satellite “⑨”). Thus, the GPS-measured S4 reflects the spatiotemporal coupling ionospheric irregularities. Compared with high-Earth-orbit GPS satellites, the beam-tracking velocity of the low-Earth-orbit ALOS PALSAR, of up to several kilometers per second, is much greater than the drifting velocity of ionospheric irregularities [22]. The drifting distance is about 1 km during a single PALSAR scene, which satisfies the “frozen field” assumption. As a result, the SAR-based measurement decouples the drifting and spatially distributed ionospheric irregularities, and the measured parameters simply reflect the spatial distribution of ionospheric irregularities. Of course, the temporal variation of the ionospheric irregularities can be detected from the drifting stripe pattern of different sublooks [11].

5. Discussion

5.1. Overview of the experimental procedure and results

A methodology for measuring ionospheric scintillation parameters (CkL, p, and S4) from PALSAR images with stripe amplitudes is proposed. Sublook processing is the first key step, which aims to recover the scattered or invisible stripes from the SLC image. By searching the direction with the maximum power in the frequency domain, the stripe heading is estimated from each sublook image. A group of band-rejection filters is constructed and implemented, based on the estimated stripe heading, to separate the stripe pattern from the ground surface and objects. Qualified amplitude estimates of the range lines are selected to directly measure the one-way S4 and estimate the amplitude SDF; the averaged SDF is then further applied to a fitting procedure to estimate CkL and p. Finally, the one-way S4 can be calculated based on the estimated CkL and p.

Two groups of the consecutive PALSAR images, acquired across the Amazon and ocean scenes, respectively, are used to sufficiently examine the validity of the proposed methodology. The stripe pattern is successfully detected in the sublook images and is mostly estimated, except for river and island areas. Based on the estimated along-track stripe heading and the anisotropic elongation angle (at the ionospheric PS) derived using IGRF, an iterative fitting processing for measuring the PS height is designed and tested, finally achieving convergence at 309 and 345 km for the two groups of PALSAR images. The estimated PS height is a key for the SDF estimation. The curves of the variation tendencies of CkL, p, and S4 are depicted in the along-track: CkL reaches a maximum of 34.3 and 35.3 for the two groups and has a similar variation trend as S4, which reaches a maximum of 0.12 and 0.33, respectively; p ranges from 3.2 to 4.5, and its variation tendency presents an inverse correlation with CkL. In comparison with the measurement results from the SLC images, the significance of the sublook processing and the great superiority of the proposed methodology are emphasized. Refined 2D measurement with higher resolution is realized by the sub-block measurements and interpolation, providing more details in both the along track and the across track direcctions.

All estimates of Hi, CkL, p, and S4 are physically adequate values. The measurement validity has been sufficiently confirmed from the three levels. Firstly, the derived S4 from the estimated CkL and p is perfectly consistent with the directly measured S4, both in along-track and 2D measurements. Secondly, these parameters can be theoretically measured in azimuth lines, and the measurement results are extremely consistent with those of the range lines, except for the case in which the anisotropic elongation angle is close to zero. Thirdly, GPS measurements of S4 from the Haikou Station are applied and modified to adjust to the carrier frequency, radar height, and incident angle of ALOS PALSAR. The adjusted S4 from the closest GPS satellite “⑨,” with an average value of 0.1532, is broadly comparable with the derived S4 of 0.1616, 0.1439, and 0.1908 from ALPSRP272710380, ALPSRP272710390, and ALPSRP272710400. The former two levels refer to the self-validation using the PALSAR image itself, whereas the last level refers to the cross-validation using exterior measurements.

5.2. Highlight of the proposed methodology

Compared with traditional GPS measurement, SAR-based measurement has the advantages of greater robustness and higher spatial resolution. In detail, our methodology produces more stable measurements, whereas GPS results violently fluctuate even after a smoothing operation. Furthermore, the rate of SAR-based measurement can reach an order higher than per second using the azimuth block, which is much higher than the rate of GPS measurement (i.e., per minute). Moreover, SAR-based measurement can even achieve across-track resolution using the 2D block, and the along-track resolution can be further improved using an azimuth block. In addition, the SAR payload operating in the low-Earth orbit tracks much faster than the GPS satellite, so it takes less than 10 s to illuminate a single belt, during which ionospheric irregularities can be reasonably considered as a frozen structure. Therefore, the proposed methodology has the great advantages of decoupling spatially distributed and temporally drifting characteristics and of providing a simple description of spatially distributed and temporally frozen ionospheric irregularities.

6. Conclusion and prospect

Spaceborne L-band SAR systems, such as ALOS PALSAR and ALOS-2 PALSAR-2, have exhibited great advantages in disaster monitoring, natural resource exploration, and global forest surveys. At the same time, however, the carrier frequency of the L-band brings about the adverse factor of significant ionospheric effects. Amplitude stripes are one of the significant ionospheric artifacts frequently observed in many of the PALSAR equatorial nighttime acquisitions and can hamper high-precision imaging and the polarimetric and interferometric measurements of geographic and geophysical processes. Nevertheless, thousands of PALSAR images suffering from the artifact of amplitude stripes carry a wealth of ionospheric scintillation information, making ionospheric scintillation detection and measurement feasible.

This paper provided a reliable technique for ionospheric scintillation measurement based on SAR images with visible amplitude stripes. It also presented an application example of the technique’s capability to provide detailed information of ionospheric scintillation parameters, which grants more robustness and higher spatial resolution than traditional GPS measurement. Furthermore, the paper demonstrated that the SAR-based measurement of ionospheric scintillation is an interesting and promising research subject and a powerful application of space-based microwave remote sensing. In the near future, we will further expand the application and investigate dynamic state of the ionosphere using different sublooks. Once thousands of ALOS PALSAR images with amplitude stripes or other L-band SAR (e.g., ALOS-2 PALSAR-2 and Lutan-1) images are used, global distribution can be achieved in order to depict the situation and variation tendency of ionospheric scintillation on large spatiotemporal scales.

CRediT authorship contribution statement

Yifei Ji initiated the experiments and wrote the manuscript; Yongsheng Zhang and Zhen Dong contributed to the conception of the study; Feixiang Tang conducted the experiments; Wenfei Mao provided revision suggestion; Zhengwen Xu and Haisheng Zhao provided the data and performed the data analyses; Qingjun Zhang, Bingji Zhao, and Heli Gao helped perform the analysis with constructive discussions.

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Acknowledgments

This work was supported partly by the National Natural Science Foundation of China (NSFC) (62101568 and 62371460), the Scientific Research Program of the National University of Defense Technology (ZK21-06), and the Taishan Scholars of Shandong Province (ts20190968). The authors would like to thank the Japan Aerospace Exploration Agency for providing the ALOS PALSAR data. The authors are also grateful for the China Research Institute of Radiowave Propagation to provide GPS measurements of ionospheric scintillation from the Haikou Station.

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